COURT OF APPEALS DECISION DATED AND FILED September 30, 2014 Diane M. Fremgen Clerk of Court of Appeals |
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This opinion is subject to further editing. If published, the official version will appear in the bound volume of the Official Reports. A party may file with the Supreme Court a petition to review an adverse decision by the Court of Appeals. See Wis. Stat. § 808.10 and Rule 809.62. |
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Appeal No. |
Cir. Ct. No. 2012CF3151 |
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STATE OF WISCONSIN |
IN COURT OF APPEALS |
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DISTRICT I |
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State of Wisconsin, Plaintiff-Respondent, v. Danny Rivera, Defendant-Appellant. |
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APPEAL from a judgment and an order of the circuit court for Milwaukee County: mel flanagan, Judge. Affirmed.
Before Curley, P.J., Fine and Kessler, JJ.
¶1 PER CURIAM. A jury found Danny Rivera guilty of disorderly conduct and
substantial battery, both as a party to a crime. He appeals the judgment of conviction and the
order denying postconviction relief. He claims
the circuit court erred by admitting evidence that he was serving a term of
extended supervision when he committed the acts underlying the charges he
faced. He seeks a new trial. We reject his contentions and affirm.
BACKGROUND
¶2 The
State charged Rivera, his mother, Marta Munoz, and his sister, Vanessa
Gonzalez, with disorderly conduct and with substantial battery by use of a
dangerous weapon, all as a party to a crime.[1] According to the criminal complaint, the trio
battered Hector L. Alejandro-Rodriguez during a fight that erupted on June 20,
2012, while Rivera and Gonzalez were helping Munoz move out of the home she shared
with Alejandro-Rodriguez.
¶3 The
State additionally charged both Munoz and Gonzalez with obstructing an
officer. In support of these charges, the
State alleged that Munoz falsely told police that Rivera was not present during
the altercation with Alejandro-Rodriguez and that Gonzalez falsely told police
that Rivera, while present during the altercation, did not participate in the
battery.
¶4 Munoz
and Gonzalez resolved the allegations against them with plea bargains that
included a guilty plea by each woman to the charge of obstructing an
officer. Rivera, however, demanded a
trial. His theory of defense was that he
struck Alejandro-Rodriguez to defend Munoz because Alejandro-Rodriguez had attacked
her.
¶5 Following
jury selection, Rivera made an oral motion to bar the State from presenting
evidence that he was serving a term of extended supervision on June 20,
2012. Rivera asserted that the evidence
“has no relevance to the outcome of this case.”
The State disagreed:
his extended supervision status is the reason why the co-defendants in this case lied to the police and were convicted of lying to the police. It’s incredibly relevant. It’s consciousness of guilt because he fled because he faced more than just criminal conviction type consequences and his family members knew that. That’s why they lied to the police to protect him and were convicted of that. So it’s incredibly probative of his participation in this event.
The circuit court agreed with the State that the evidence was relevant
and denied the motion. The circuit
court, however, instructed the parties to refer to “supervision,” not “extended
supervision,” to avoid revealing that Rivera had been convicted of a felony.[2]
¶6 Alejandro-Rodriguez
testified at trial and said he was attacked and beaten by Munoz, Gonzalez, and
Rivera while Munoz was moving out of his home.
Alejandro-Rodriguez described Rivera as the primary aggressor and said
that he used brass knuckles during the incident. Alejandro-Rodriguez identified pictures of
himself and explained that they showed the lacerations he suffered from the
beating, and he confirmed the accuracy of the hospital records reflecting his diagnosis
of a concussion following the attack.
¶7 Gonzalez
testified and said that she hit Alejandro-Rodriguez after he attacked Munoz
during the move. Gonzalez went on to
describe calling the police and then going to the police station to report
Alejandro-Rodriguez’s attack on Munoz.
Gonzalez also said that she was sure Rivera never hit
Alejandro-Rodriguez, and she said that she gave a similar statement to the
police. She acknowledged, however, that
she “was convicted for lying to the police in this case.” She also acknowledged that she was “aware
that [Rivera] was on supervision” and “aware that if [Rivera] ... gets in
trouble or has police contact, he could be revoked on his supervision.” She agreed that she did “n[o]t want to see
[Rivera] revoked on his supervision.”
¶8 Munoz
also testified. She said that
Alejandro-Rodriguez attacked her while she was moving out of his house, and
that Gonzalez therefore hit Alejandro-Rodriguez. Munoz said she recalled telling police that
Rivera was not at the house while she was moving out, and she testified that
she was presently not sure if Rivera was at the house during the move. She acknowledged that she was convicted of
lying to the police.
¶9 Rivera
testified on his own behalf. He said
that he and Gonzalez were helping Munoz move out of her home when Alejandro-Rodriguez
attacked Munoz. Rivera admitted that he
responded by striking Alejandro-Rodriguez “three or four times” with a bare
fist. Rivera told the jury that his
actions were taken to aid Munoz, but he also told the jury that he struck
Alejandro-Rodriguez again after Munoz and Gonzalez left the scene. Rivera said that he neither went to the
police station nor otherwise contacted the police to report the fight because he
was on supervision at the time of the incident and therefore “any contact with police
could potentially send [him] to prison.
Any contact.”
¶10 The
jury found Rivera guilty of battery causing substantial injury and guilty of
disorderly conduct, both as a party to a crime.
The jury acquitted him of using a dangerous weapon to commit the battery.
¶11 Rivera
filed a postconviction motion seeking a new trial on the ground that the
circuit court improperly admitted evidence of his supervision status. The circuit court rejected his claims in a
written order, and Rivera appeals.
DISCUSSION
¶12 Rivera
argues on appeal that Wis. Stat. § 904.04(2)
controls the admission of evidence about his supervision status and that the
circuit court failed to conduct the analysis required under that statute. A circuit court has “‘broad discretion to
admit or exclude evidence.’” State
v. Nelis, 2007 WI 58, ¶26, 300 Wis. 2d 415, 733 N.W.2d 619
(citation omitted). Our standard of
review is “‘highly deferential.’” See State v. Shomberg, 2006 WI 9, ¶11,
288 Wis. 2d 1, 709 N.W.2d 370 (citation omitted). We search the record for reasons to sustain a
circuit court’s evidentiary ruling. See State v. Jensen, 2007 WI App 256,
¶34, 306 Wis. 2d 572, 743 N.W.2d 468.
¶13 Wisconsin Stat. § 904.04(2)(a)
provides that “evidence of other crimes, wrongs, or acts is not admissible to
prove the character of a person in order to show that the person acted in
conformity therewith.” The statute,
however, “does not exclude the evidence when offered for other purposes, such
as proof of motive, opportunity, intent, preparation, plan, knowledge,
identity, or absence of mistake or accident.”
Id. Admissibility of
evidence pursuant to § 904.04(2) is governed by a three-step inquiry: (1) whether the evidence is offered for a
permissible purpose, as required by§ 904.04(2)(a); (2) whether the
evidence is relevant within the meaning of Wis.
Stat. § 904.01; and (3) whether the probative value of the evidence
is substantially outweighed by the concerns enumerated in Wis. Stat. § 904.03.[3] See
State
v. Sullivan, 216 Wis. 2d 768, 772-73, 576 N.W.2d 30 (1998).
¶14 The
first step of the Sullivan analysis requires the party offering other acts
evidence to propound an acceptable purpose for presenting the evidence. See State v. Payano, 2009 WI 86, ¶63,
320 Wis. 2d 348, 768 N.W.2d 832. At
trial here, the State articulated several purposes for evidence of Rivera’s
supervision status. On
appeal, the State relies on one of those purposes, namely, that the evidence
provided a reason for Gonzalez to lie about Rivera’s involvement in the assault
on Alejandro-Rodriguez. The State
explains in its brief:
Gonzalez testified at the trial that she did not think Rivera hit the victim while she was in the house with them, and that she did not know how the victim was injured. The prosecutor believed Gonzalez was lying. However, Gonzalez made prior consistent statements to the police, telling them that Rivera never hit the victim, and that she did not observe any injuries to the victim.
Prior statements made by the witness that are consistent with her testimony at the trial can rebut any claim of recent fabrication, or improper influence or motive. So to show that Gonzalez was lying at the trial, the prosecutor had to show she was also lying when she made her prior consistent statement to the police. The fact that Gonzalez knew her brother was on supervision and could be revoked if he had contact with the police gave Gonzalez a motive to lie to the police.
¶15 A
defendant’s criminal history may be offered for any of the purposes permitted
under Wis. Stat. § 904.04(2).
See
State v. Ingram, 204
Wis. 2d 177, 189, 554 N.W.2d 833 (Ct. App. 1996). Evidence may be admitted under the statute to
prove that a witness has a motive to lie.
State v. Missouri, 2006 WI App 74, ¶¶15-16, 291 Wis. 2d
466, 714 N.W.2d 595. Thus, the State
satisfied the first prong of the Sullivan test here.
¶16 Sullivan
requires that the proposed evidence be relevant. Id., 216 Wis. 2d at 772. “The credibility of a witness is always
relevant when the facts are in dispute....
Evidence that a witness has a motive to lie is therefore admissible,
subject to limitations imposed on its use and the discretion of the [circuit]
court.” State v. Vonesh, 135 Wis. 2d
477, 492, 401 N.W.2d 170 (Ct. App. 1986).
Rivera asserts that his family’s desire to protect him “existed even if
he wasn’t on supervision, making the probative value of that evidence
minimal.” This argument, which concedes
that the evidence of Rivera’s supervision status had some probative value,
fails to persuade us that the evidence had no probative value. Moreover, “unless a defendant can ‘make a
record’ so the jury can assess why
the witness might be testifying falsely, attacks on credibility will often be
perceived by the jury as ‘a speculative and baseless line of attack.’” See State v. White, 2004 WI App 78,
¶25, 271 Wis. 2d 742, 680 N.W.2d 362 (citation omitted) (explaining that a
witness’s probationary status is relevant because that status and the fear of
revocation may illuminate whether the witness has a motive to shape his or her
testimony). Evidence of Gonzalez’s
motive to lie was relevant here.
¶17 The
third prong of the Sullivan analysis requires consideration of whether the
probative value of the evidence is substantially outweighed by the danger of
unfair prejudice. See id., 216 Wis. 2d at 772-73. “[T]he standard for unfair prejudice is not
whether the evidence harms the opposing party’s case, but rather whether the
evidence tends to influence the outcome of the case by ‘improper means.’” State v. Johnson, 184 Wis. 2d
324, 340, 516 N.W.2d 463 (Ct. App. 1994) (citation omitted).
¶18 Rivera
asserts that the circuit court “completely failed to weigh the probative value
of the evidence and the prejudicial impact.” His argument, however, does not demonstrate
that he ever asked the circuit court during trial to conduct such a balancing
test. Our examination of the trial
transcripts reveals that he objected to the evidence on relevance grounds without
an accompanying allegation of unfair prejudice. “We review the circuit court’s determination
in light of the actual objections defense counsel raised.” State v. Gary M.B., 2004 WI 33, ¶24, 270 Wis. 2d 62,
676 N.W.2d 475. In this case, we are
satisfied that the circuit court cannot be faulted for erroneously balancing relevance
against unfair prejudice because Rivera never asked the circuit court to strike
such a balance.[4]
¶19 Moreover,
when the circuit court does not conduct a complete analysis under Wis. Stat. § 904.04(2), we conduct
an independent review of the record and uphold the circuit court’s decision if
the record provides a basis for doing so.
See Payano, 320 Wis. 2d 348, ¶41. Here, our review of the record shows that
evidence of Rivera’s supervision status had no unfair impact at all.
¶20 In
the context of a Sullivan analysis, “[t]he specific danger of unfair prejudice
... ‘is the potential harm in a jury’s concluding that because an actor
committed one bad act, he necessarily committed the crime with which he is now
charged.’” Payano, 320 Wis. 2d
348, ¶89 (citations omitted). Therefore,
“[t]he situation in which unfair prejudice is most likely to occur is when one
party attempts to put into evidence other acts allegedly committed by the
opposing party that are similar to the act at issue in the current case.” See
id.,
¶90. Evidence of Rivera’s status as a
person on supervision is wholly dissimilar from the accusation that Rivera
committed a battery and engaged in disorderly conduct. Thus, the evidence of his status was not
inherently likely to persuade the jury to convict him for improper reasons.[5] See id.,
¶¶89-90.
¶21 Because
the evidence of Rivera’s supervision status was relevant to show Gonzalez’s
motive to lie and the evidence posed no inherent risk of leading the jury to
convict Rivera of the charges he faced because he previously committed similar
acts, the evidence was admissible under Sullivan. The circuit court therefore did not err by
admitting the evidence.[6]
¶22 Although
we are satisfied that Rivera shows no error in admitting evidence of his
supervision status, we also, for the sake of completeness, address the parties’
dispute over whether any error was harmless.
Cf. State v. Kourtidias, 206 Wis. 2d 574, 585-87, 557 N.W.2d 858
(Ct. App. 1996) (harmless error to admit parole officer’s testimony about
defendant’s parole status and conditions of parole). Generally an evidentiary error is harmless
when no reasonable possibility exists that the error contributed to the
conviction. See State v. Dyess, 124 Wis. 2d 525, 543, 370 N.W.2d 222
(1985). An error does not contribute to
a conviction “if it is ‘clear beyond a reasonable doubt that a rational jury
would have convicted absent the error.’”
See State v. Weed, 2003 WI 85, ¶29, 263 Wis. 2d 434, 666
N.W.2d 485(citation omitted). The error
was harmless here for several reasons.
¶23 First,
the jury heard ample evidence supporting the charges of substantial battery and
disorderly conduct. Alejandro-Rodriguez testified
and accused Rivera of battery. Rivera
took the stand and admitted that he hit and injured Alejandro-Rodriguez. Although Rivera argued that he acted to
protect his mother from Alejandro-Rodriguez’s aggression, Rivera also admitted
that he struck Alejandro-Rodriguez after Munoz left the residence.
¶24 Second,
the State presented only limited testimony about the meaning of
“supervision.” Thus, the jury learned
from a police officer that “supervision” means that “you have been convicted of
a crime and are serving a sentence in the community, and if you violate the
rules of your supervision, you have the potential to be reincarcerated.” Rivera, however, testified on his own behalf,
and, pursuant to Wis. Stat. § 906.09,
he admitted that he had four prior criminal convictions.[7] The evidence that he was serving a term of
supervision thus added nothing adverse to the information that Rivera himself
presented about his criminal record.
¶25 Third,
the evidence of Rivera’s supervision status blunted the impact of the State’s
argument that Rivera avoided the police after the incident because he “didn’t
want to be caught for something he did that was wrong.” Rivera explained that, because he was on
supervision he could not have “any contact” with the police without risking
incarceration, and he testified that his supervision status was “of course” the
reason that he did not report to the police that Alejandro-Rodriguez attacked
Munoz. The evidence about Rivera’s
supervision thus offered the jury an alternative reason that Rivera avoided the
police: not that he believed he was
guilty of any wrongdoing, but that he knew he was on supervision and could not
have contact with law enforcement.
¶26 Last,
the jury acquitted Rivera of using a dangerous weapon, reflecting that the
jurors believed his testimony that he struck Alejandro-Rodriguez with bare
fists—not with brass knuckles as Alejandro-Rodriguez testified. Therefore, the evidence of Rivera’s
supervision status neither prevented the jurors from crediting Rivera’s
testimony nor led them to conclude that Rivera was guilty of the charges he
faced because he had committed prior bad acts.
See Payano, 320 Wis. 2d
348, ¶89.
¶27 Accordingly,
any error in revealing Rivera’s supervision status was harmless in this
case. The evidence did not adversely
affect Rivera’s substantial rights.
¶28 Rivera
next contends that Wis. Stat. § 906.09
bars evidence of his supervision status. He is wrong.
That statute does not control the evidentiary issue he presents. “The purpose of [§ 906.09] is to
establish a procedure to follow when a party seeks to admit prior conviction
evidence for impeachment purposes. “The
statute reflects the long-standing view that ‘one who has been convicted of a
crime is less likely to be a truthful witness than one who has not been
convicted.’” State v. Seefeldt, 2002
WI App 149, ¶24, 256 Wis. 2d 410, 647 N.W.2d 894, aff’d, 2003 WI 47, 261 Wis. 2d 383, 661 N.W.2d 822 (citation
omitted). When the State uses criminal
history evidence to attack a defendant’s credibility, the defendant has the
power to limit the extent of that evidence by admitting his or her criminal
history on direct examination. Ingram,
204 Wis. 2d at 189. When, however,
a party seeks to admit criminal history evidence for other reasons, such as a
witness’s motive to testify for or against a defendant, § 906.09 is not
implicated. See Seefeldt, 256 Wis. 2d 41, ¶26; see also Ingram, 204 Wis. 2d at 189-90
(when evidence of criminal history is offered to prove motive and intent,
§ 906.09 does not play a role in the analysis). Accordingly, § 906.09 affords Rivera no
grounds for relief.
¶29 Finally,
Rivera complains that “if the evidence of Rivera’s supervision had not come in
during the state’s case-in-chief, Rivera would have had the option to not
testify in the case and keep his prior convictions or bad acts from the
jury.” To the extent that Rivera
suggests a defendant’s criminal history is admissible only if the defendant
testifies at trial, he is mistaken. See Ingram, 204 Wis. 2d at 187,
189. Rivera could not control admission
of such evidence merely by electing not to testify.
¶30 Perhaps
Rivera intends to argue that he was somehow compelled to testify because the
circuit court erroneously admitted evidence of his supervision status. As we have explained, however, the circuit
court did not err. Moreover, a defendant
is not compelled to testify in the face of an evidentiary error. See
United
States v. Paladino, 401 F.3d 471, 477 (7th Cir. 2005). Rather “the defendant has the option of
refusing to testify and instead, if he is convicted, of obtaining appellate
correction of the erroneous evidentiary ruling and with it a new trial.” See
id. Rivera chose a different strategy. He cannot seek a new trial based on his own
strategic choice. For all of these
reasons, we affirm.
By
the Court.—Judgment and order affirmed.
This opinion will not be published. See Wis. Stat. Rule 809.23(1)(b)5.
[1] The State also alleged that Rivera committed the crimes as a habitual offender.
[2] A person convicted of either a misdemeanor or a felony may be supervised in the community if the circuit court places the person on probation. See Wis. Stat. § 973.09(1)(a) (2011-12). When a court sentences a person to imprisonment in the Wisconsin state prisons for a felony, however, the court must impose a bifurcated sentence consisting of a term of confinement in prison followed by a term of extended supervision. See Wis. Stat. § 973.01(1)-(2) (2011-12). All references to the Wisconsin Statutes are to the 2011-12 version unless otherwise noted.
[3] Rivera describes the analysis under Wis. Stat. § 904.04(2) as consisting of two steps and, in support, he cites State v. Kuntz, 160 Wis. 2d 722, 746, 467 N.W.2d 531 (1991). Since Kuntz, the supreme court has explained that the test consists of three steps, although some cases describe the first step as having two parts. See State v. Sullivan, 216 Wis. 2d 768, 771-72 n.3, 576 N.W.2d 30 (1998). We use the formulation of the test set forth in Sullivan.
[4] Pursuant to Wis. Stat. § 901.03(1)(a), a party must state the basis for an objection to proposed evidence, and “an objection preserves for appeal only the specific grounds stated in the objection.” State v. Hartman, 145 Wis. 2d 1, 9, 426 N.W.2d 320 (1988). Because Rivera objected at trial to the evidence of his supervision status on relevance grounds without an accompanying allegation of unfair prejudice or a reference to Wis. Stat. § 904.04(2), he appears to have forfeited his claim that an analysis under § 904.04(2) requires exclusion of that evidence. Although Rivera later filed a postconviction motion claiming that § 904.04(2) affords him relief, an evidentiary challenge must be raised during trial, not after conviction, to preserve the claim for appeal. See State v. Davis, 199 Wis. 2d 513, 517, 545 N.W.2d 244 (Ct. App. 1996). We may, however, exercise our discretion to address claims that are not preserved for review. See id. at 519. Both parties have briefed the merits of Rivera’s claim, and we have chosen to address it.
[5] In light of the dissimilarity between the charges Rivera faced and the disputed evidence about his supervision status, he misplaces reliance on State v. Kourtidias, 206 Wis. 2d 574, 557 N.W.2d 858 (Ct. App. 1996). In Kourtidias, the State presented a parole officer’s testimony that the defendant, a sex offender on trial for child enticement, had a “high risk” classification and that a condition of parole was that the defendant have no contact with minors. Id. at 580, 584. We determined that the evidence was wrongly admitted, deeming it more prejudicial than probative. See id. at 585-86. In the instant case, by contrast, the State offered no testimony about why Rivera was on supervision or about the specific conditions of that supervision, demonstrating only that Rivera could not “get in trouble” or “have police contact” without risking a change in his status.
[6] Rivera complains that the circuit court did not give a cautionary instruction to the jury limiting its use of the evidence of his supervision status. Rivera does not show, however, that he requested such an instruction at trial. “This court will not find error in the failure of a [circuit] court to give a particular instruction in the absence of a timely and specific request before the jury convenes.” Bergeron v. State, 85 Wis. 2d 595, 604, 271 N.W.2d 386 (1978).
[7] Wisconsin Stat. § 906.09 “indicates the intention that all criminal convictions be generally admissible for impeachment purposes.” Kuntz, 160 Wis. 2d at 751-52.