2004 WI 38

 

 

 

Supreme Court of Wisconsin

 

 


 

 

 

Case No.:

00-2426

Complete Title:

 

 

In re the Commitment of Gregory J. Franklin:

 

State of Wisconsin,

          Petitioner-Respondent,

     v.

Gregory J. Franklin,

          Respondent-Appellant-Petitioner.

 

 

 

 

REVIEW OF A DECISION OF THE COURT OF APPEALS

Reported at: 263 Wis. 2d 430, 662 N.W.2d 678

(Ct. App. 2003-Unpublished)

 

 

Opinion Filed:

April 1, 2004 

Submitted on Briefs:

      

Oral Argument:

December 3, 2003 

 

 

Source of Appeal:

 

 

Court:

Circuit 

 

County:

Milwaukee 

 

Judge:

Dennis P. Moroney 

 

 

 

Justices:

 

 

Concurred:

ABRAHAMSON, C.J., concurs (opinion filed).

BRADLEY, J., joins concurrence. 

 

Dissented:

      

 

Not Participating:

      

 

 

 

Attorneys:

 


For the respondent-appellant-petitioner there were briefs and oral argument by Patrick M. Donnelly, assistant state public defender.

 

For the petitioner-respondent the cause was argued by Eileen W. Pray and Sally L. Wellman, assistant attorneys general, with whom on the brief was Peggy A. Lautenschlager, attorney general.

 

 


2004 WI 38

notice

This opinion is subject to further editing and modification.  The final version will appear in the bound volume of the official reports. 

No.  00-2426

(L.C. No.

98 CI 4)

STATE OF WISCONSIN                   :

IN SUPREME COURT

 

 

In re the Commitment of Gregory J.

Franklin:

 

State of Wisconsin,

 

          Petitioner-Respondent,

 

     v.

 

Gregory J. Franklin,

 

          Respondent-Appellant-Petitioner.

 

FILED

 

APR 1, 2004

 

Cornelia G. Clark

Clerk of Supreme Court

 

 

 

 

 


REVIEW of a decision of the Court of Appeals.  Affirmed. 

 

1   PATIENCE D. ROGGENSACK, J.    Gregory J. Franklin was committed by Milwaukee County Circuit Court according to the provisions of Wis. Stat. ch. 980, after a jury found him to be a sexually violent person pursuant to Wis. Stat. § 980.01(7) (1997-98).[1]  Franklin claims the circuit court committed reversible error when it admitted "other acts" evidence, contrary to the provisions of Wis. Stat. § 904.04(2).  The court of appeals affirmed.  We accepted review to clarify whether § 904.04(2) applies to evidence offered in ch. 980 commitment proceedings to prove that it is substantially probable that the respondent will commit acts of sexual violence in the future.[2]  We conclude that during a commitment proceeding under ch. 980, § 904.04(2) does not apply to evidence offered to prove that the respondent has a mental disorder that makes it substantially probable that the respondent will commit acts of sexual violence in the future.  Because we also conclude that evidence of prior conduct was properly admitted here, we affirm the decision of the court of appeals.

I.  BACKGROUND

2   In March 1998, the State filed a petition pursuant to Wis. Stat. ch. 980, alleging that Franklin was a sexually violent person and that he was within 90 days of release from his sentences for sexual assault.[3]  The State's petition also alleged that Franklin had a mental disorder that predisposed him to engage in acts of sexual violence.

3   Prior to trial, Franklin moved to exclude the prior acts evidence, pursuant to Wis. Stat. § 904.04(2).  The evidence included Franklin's adult criminal record containing crimes that he asserts are unrelated to sexual activity, pre-sentence investigation reports, department of corrections conduct reports from his periods of incarceration, evidence of his parole violations and references to his juvenile record.  The circuit court analyzed the evidence pursuant to Wis. Stat. § 904.01 for relevancy; concluded that it was relevant; determined that the probative value of the evidence was not substantially outweighed by the danger of unfair prejudice, pursuant to Wis. Stat. § 904.03; and admitted it.  The jury found Franklin a sexually violent person, and the circuit court committed him to a secure facility. 

4   Franklin appealed the commitment order on a number of grounds.[4]  The court of appeals affirmed.  On the issue of the admission of what he characterized as other acts evidence, all members of the court of appeals panel agreed that the evidence was properly admitted, but each member had a different rationale for that conclusion.  The application of Wis. Stat. § 904.04(2) in this ch. 980 commitment proceeding and the Wis. Stat. § 904.01 and Wis. Stat. § 904.03 questions are the issues before us.

II.  DISCUSSION

A.   Standard of Review

5   This case requires us to construe and apply Wis. Stat. § 904.04(2) in the context of a ch. 980 proceeding.  Statutory interpretation and the application of a statute to established facts are questions of law that we review de novo.  State ex. rel. Angela M.W. v. Kruzicki, 209 Wis. 2d 112, 121, 561 N.W.2d 729, 733 (1997); Stockbridge School Dist. v. DPI, 202 Wis. 2d 214, 219, 550 N.W.2d 96, 98 (1996);  Minuteman, Inc. v. Alexander, 147 Wis. 2d 842, 853, 434 N.W.2d 773, 778 (1989).

6   However, whether evidence is admissible is a discretionary decision of the circuit court.  National Auto Truckstops, Inc. v. DOT, 2003 WI 95, ¶12, 263 Wis. 2d 649, 665 N.W.2d 198; Grube v. Daun, 213 Wis. 2d 533, 541-42, 570 N.W.2d 851 (1997); State v. Oberlander, 149 Wis. 2d 132, 140, 438 N.W.2d 580 (1989).  We review discretionary decisions under the erroneous exercise of discretion standard.  National Auto Truckstops, 263 Wis. 2d 649, ¶12.

B.   Wisconsin Stat. § 904.04(2)[5]

7   The State is required to prove in a ch. 980 commitment that the respondent is "sexually violent" within the meaning of Wis. Stat. § 980.01(7) because the respondent suffers from a mental disorder that makes it substantially probable that the person will engage in acts of sexual violence in the future.  Wis. Stat. § 980.06.  Here, the State introduced evidence of Franklin's past conduct both to show Franklin has a mental disorder and that it was substantially probable that he would commit acts of sexual violence in the future, thereby meeting its burden under § 980.01(7) and § 980.06.

8   Franklin contends that the admission of evidence of his past conduct is prohibited character evidence under Wis. Stat. § 904.04(2), which statute he contends is applicable.  The State asserts, among other arguments, that because the definition set out in Wis. Stat. § 980.01(7) requires proof for assessing the substantial probability of future conduct, rather than proof offered in regard to disputed past conduct, § 904.04(2) is not part of the analysis for admission of the evidence received here.

9   Given the positions of the parties, this case requires us to interpret the use of Wis. Stat. § 904.04(2) in the context of a ch. 980 proceeding.  As is usual in cases of statutory construction, we begin with the language of the statute itself.  The purpose of statutory interpretation is to ascertain and give effect to the legislature's intent.  Angela M.W., 209 Wis. 2d at 121; Ball v. District No. 4, Area Bd. of Vocational, Technical & Adult Educ., 117 Wis. 2d 529, 537-38, 345 N.W.2d 389 (1984).  Unless technical terms are involved, the statutory language is given its plain and ordinary meaning.  Angela M.W., 209 Wis. 2d at 121; Bruno v. Milwaukee County, 2003 WI 28, ¶20, 260 Wis. 2d 633, 660 N.W.2d 656.  If that meaning is clear on its face, we need go no further, and simply will apply it.  Bruno, 260 Wis. 2d 633, ¶20; Ball, 117 Wis. 2d at 537-38.  However, if the language is ambiguous, we may examine extrinsic sources for evidence of legislative intent.  Angela M.W., 209 Wis. 2d at 121.  Here, although neither party contends that the statute is ambiguous in the usual sense of disputing what it means, they do disagree about whether it is applicable in a ch. 980 proceeding for the evidence received here.

10  Wisconsin Stat. § 904.04(2) is known as the "other acts" statute and it sets out when certain types of evidence may be excluded or admitted.  It provides:

Evidence of other crimes, wrongs, or acts is not admissible to prove the character of a person in order to show that the person acted in conformity therewith.  This subsection does not exclude the evidence when offered for other purposes, such as proof of motive, opportunity, intent, preparation, plan, knowledge, identity, or absence of mistake or accident.

In order to ascertain whether evidence of Franklin's past acts is to be evaluated under § 904.04(2), it is helpful to review the types of evidence that fall within § 904.04(2) and for what purposes use has been restricted or permitted. 

11  Wisconsin Stat. § 904.04(2) evidence may be offered in a criminal trial or a civil suit.  State v. Sullivan, 216 Wis. 2d 768, 783, 576 N.W.2d 30 (1998) and Daniel B. Blinka, Evidence of Character, Habit and "Similar Acts" in Wisconsin Civil Litigation, 73 Marq. L.Rev. 283, 289 (1989).  It has been offered to prove the character of a person: (1) for the impermissible purpose of implying that the person committed a disputed past act[6] that is consistent with his or her character, or (2) for a permissible purpose, such as showing the person acted with a plan, motive, absence of mistake.[7]  Its use is carefully regulated when the other acts are "bad acts" because the admission of such evidence may imply that the defendant is a bad person.  Whitty v. State, 34 Wis. 2d 278, 292-97, 154 N.W.2d 557 (1967).  As we said in Whitty, when other acts evidence is admitted, there can be "an overstrong tendency" to believe that a defendant is guilty of the crime charged simply because he or she is the kind of person who is likely to act a certain way, or that the defendant should be punished now, not necessarily for the crime charged, but because the defendant may have escaped punishment for a previous offense.  Id. at 292.

12  Wisconsin Stat. § 904.04(2) addresses evidence offered for a prohibited use and for a permitted use.  When evidence is offered for a prohibited use, it is offered as relevant proof of acts that have already occurred by attempting to show that the person has a certain character and the acts denied are consistent with his or her character.  State v. Veach, 2002 WI 110, ¶48, 255 Wis. 2d 390, 648 N.W.2d 447.  As the statute explains, "Evidence of other crimes, wrongs, or acts is not admissible to prove the character of a person in order to show that the person acted in conformity therewith  . . . ."  Section 904.04(2) (emphasis added).  Additionally, in a permitted use of other acts evidence, e.g., to prove "motive, opportunity, intent, preparation, plan, knowledge, identity, or absence of mistake or accident,"[8] § 904.04(2) evidence again is offered to prove whether the defendant did or did not do a past act.  State v. Anderson, 230 Wis. 2d 121, 129-30, 600 N.W.2d 913 (Ct. App. 1999).  Therefore, in each instance, § 904.04(2) looks back to analyzing proof of acts that have already occurred.  It does not look forward to assess the substantial probability of future conduct, which is the relevant question here.

13  We can reasonably presume that the legislature chose the statutory words carefully.  Ball, 117 Wis. 2d at 539.  Therefore, its use of the past tense, consistent with the lack of a prospective quality to the statute, evidences unambiguous legislative intent to restrict the application of Wis. Stat. § 904.04(2) to analyzing evidence used to prove past acts.

14  We also note that the use of prior acts has provided proof where future conduct is the focus of other types of proceedings.  For example, in actions to terminate parental rights, a parent's past conduct is offered not to prove that the parent is a bad person, but to illuminate the reasons why the parent is unable or unwilling to establish a parental relationship or adequately care for the child in the future.  See Wis. Stat. § 48.415 (2001-02); State v. Quinsanna D., 2002 WI App 318, ¶23, 259 Wis. 2d 429, 655 N.W.2d 752 (concluding that evidence of the parent's past criminal conduct and resulting incarceration is relevant to the parent's failure to establish a substantial parental relationship with her children and why that failure continued); La Crosse County Dep't of Human Servs. v. Tara P., 2002 WI App 84, ¶13, 252 Wis. 2d 179, 643 Wis. 2d 194 (concluding that evidence of a parent's failure to meet specific conditions necessary for the return of her children was relevant to proving whether there is a "substantial likelihood" that the parent will be able to meet those conditions within the requisite time period).  In  Tara P., the court of appeals explained,

In determining whether "there is a substantial likelihood" that a parent will not meet conditions for the return of his or her children, a fact finder must necessarily consider the parent's relevant character traits and patterns of behavior, and the likelihood that any problematic traits or propensities have been or can be modified in order to assure the safety of the children. 

Id., ¶18.  Likewise, in ch. 980 proceedings, the fact finder must necessarily consider a respondent's "relevant character traits and patterns of behavior, and the likelihood that any problematic traits or propensities have been or can be modified" in order to assure the safety of the community at large and the person himself.[9]  To look forward, we must necessarily look back.  From this we conclude that Wis. Stat. § 904.04(2) is not applicable when evaluating the admissibility of evidence that is offered in a ch. 980 proceeding.

C.   Evidence Admitted Here

15  Chapter 980 provides a process for the "civil commitment of persons, previously convicted of a sexually violent offense, who currently suffer from a mental disorder that predisposes them to repeat such acts."  State v. Post, 197 Wis. 2d 279, 294, 541 N.W.2d 115 (1995).  In a ch. 980 proceeding, the State must prove beyond a reasonable doubt that: (1) the person has a mental disorder; and (2) the person is dangerous to others because his or her mental disorder creates a substantial probability that he or she will engage in acts of sexual violence.[10]  Post, 197 Wis. 2d at 298.  The distinction, between a dangerous sexual offender subject to ch. 980 commitment and the typical recidivist, is the lack of behavioral control in regard to acts of sexual violence that the respondent's mental disorder causes.  State v. Laxton, 2002 WI 82, ¶21, 254 Wis. 2d 185, 647 N.W.2d 784.

16  In order to be admissible in a ch. 980 proceeding, all evidence must be relevant and that relevance must not be outweighed by the danger of unfair prejudice.  Wis. Stat. § 904.01; Wis. Stat. § 904.03; State v. Wolfe, 2001 WI App 136, ¶39, 246 Wis. 2d 233, 631 N.W.2d 240.  It is that dual test the circuit court must have applied in order to have appropriately exercised its discretion in admitting this evidence.

17  Here, Franklin's complained of error is the circuit court's admission of:  (1) his adult criminal record for battery, thefts, and obstruction; (2) conduct reports from the department of corrections; (3) pre-sentence investigation reports; (4) evidence of his probation and parole violations; and (5) references to his juvenile record.  He does not object to the admission of his prior adult criminal record of sexually related conduct.

18  Much of the objected to evidence initially came in through probation agent Plewa.  For example, in introducing the three pre-sentence reports, she explained the repetitive nature of Franklin's criminal conduct, which began when he was only fifteen years old and was found to be "uncontrollable."  She described his repeated lack of control of his behavior that continued as an adult.  She explained that one of the theft convictions resulted from his pushing a woman to the ground, punching her in the face and taking her purse, while the other two thefts involved merchandise taken from a jewelry store and the theft of an automobile.  She described the battery, which involved a female that he beat and kicked and batteries and attempted batteries that occurred while he was incarcerated.  The State tied her testimony to that of Dr. Dennis Doren, a major witness for the State. 

19  Doren testified that in his expert opinion Franklin suffers from paraphilia, a mental disorder characterized by sexual arousal toward something that causes the person problems in his life.  It was his opinion that Franklin is aroused by non-consenting sexual interactions and that during these interactions Franklin is not in control of what happens. 

20  In forming his opinions, Doren reviewed the records that Franklin complains should not have been admitted.[11]  Doren opined that the 1978 battery did have a sexual component and if not interrupted it would have led to a sexual assault.  He noted that while incarcerated, Franklin has had repeated instances of out-of-control conduct and that Franklin has said that he was not in control of what happened during the sexual crimes of which he was convicted.  Doren opined that since Franklin was a juvenile he has had difficulties controlling his behavior and that this lack of control is a feature of his paraphilia.  Doren also explained that each time Franklin was released from a controlled environment, he soon committed another act of sexual violence, showing a compulsion to continue non-consensual sexual interactions.  And finally, his department of correction records and the pre-sentence reports show Franklin has not completed treatment programs for his sexual disorder while confined.  Doren said it was his opinion that Franklin suffers from a mental disorder, paraphilia, and it is substantially probable that if released from confinement, Franklin will commit acts of sexual violence in the future due to that mental disorder. 

21  In ruling on Franklin's motion, the circuit court considered the potential relevancy of the challenged evidence and concluded it had some degree of relevancy to whether Franklin was a sexually violent person, but the weight was for the jury.  It also concluded that the evidence appeared to support Franklin's case as well as the State's, and that there was no unfair prejudice.  Based on this record and the circuit court's patient attention to the arguments and the testimony presented, we cannot say the circuit court erroneously exercised its discretion in concluding that the evidence at issue was relevant and not unfairly prejudicial. 

22  Our opinion in this regard is supported by Doren's diagnosis that Franklin has a mental disorder that features uncontrolled, aggressive conduct.  Franklin has a long history of repeatedly being out-of-control, commencing with his juvenile court adjudications, continuing in his adult criminal conduct and in his failure to conform his behavior to established rules when on probation, parole or when within a correctional institution.[12]  Other courts have noted past uncontrolled behavior is relevant to whether a person will exhibit uncontrolled behavior in the future.  See Wolfe, 246 Wis. 2d 233, ¶37.[13]  As the United States Supreme Court has explained, "[p]revious instances of violent behavior are an important indicator of future violent tendencies."  Kansas v. Hendricks, 521 U.S. 346, 357-58 (1997) (quoting Heller v. Doe, 509 U.S. 312, 323 (1993)).  Here, even though all of the past examples of uncontrolled conduct did not relate to sexual acts, they were relevant to Franklin's diagnoses of paraphilia and of schizophrenia, as both experts used this evidence to support their opinions.  Additionally, as the record in this case shows, the standard risk assessment for sexual offenders takes into account all past violations of the law in attempting to evaluate the probability of future sexually assaultive behavior.[14]  However, those violations that are sexually related are weighted more heavily in the assessment.  Both experts testified that they used these risk assessment tools.  We agree that the evidence is relevant.

23  We also agree that the probative value of this evidence is not substantially outweighed by unfair prejudice to Franklin.  See Wis. Stat. § 904.03.  Almost any relevant evidence presented by the State would be prejudicial to Franklin.  The test, however, is whether the evidence is unfairly prejudicial.  Evidence is unfairly prejudicial if it has "a tendency to influence the outcome by improper means or if it appeals to the jury's sympathies, arouses its sense of horror, provokes its instinct to punish or otherwise causes a jury to base its decision on something other than the established propositions in the case."  Sullivan, 216 Wis. 2d at 789-90.  See State v. Davidson, 2000 WI 91, ¶73, 236 Wis. 2d 537, 613 N.W.2d 606; Wolfe, 246 Wis. 2d 233, ¶41.  There is nothing unfairly prejudicial about the other acts evidence offered in this case.  It is simply factual observations showing Franklin's long and consistent history of poorly controlled conduct that both experts used in coming to their conclusions.  As such, we conclude that the circuit court did not erroneously exercise its discretion in admitting it.

III.  CONCLUSION

24  We conclude that during a commitment proceeding under ch. 980, Wis. Stat. § 904.04(2) does not apply to evidence offered to prove that the respondent has a mental disorder that makes it substantially probable that the respondent will commit acts of sexual violence in the future.  Because we also conclude that such evidence was properly admitted here, we affirm the decision of the court of appeals.

By the Court.—The decision of the court of appeals is affirmed.

 

 


25  SHIRLEY S. ABRAHAMSON, C.J.   (concurring).  I do not dispute the majority opinion's conclusion that Wis. Stat. § 904.04(2), which prevents "evidence of other crimes, wrongs, or acts" from being admitted to "prove the character of a person in order to show that the person acted in conformity therewith," is inapposite to a chapter 980 proceeding. 

26  Wisconsin Stat. § 904.04(2) is not the focus of this case.[15]  Evidence must clear the relevance hurdle, § 904.01, before its admissibility comes into question.[16]

27  The real issues in this case are twofold: First, is the testimony introduced by the probation and parole agent regarding the defendant's prior nonsexual misconduct relevant to a determination under chapter 980 that the defendant's "mental disorder . . . makes it substantially probable that the [defendant] will engage in acts of sexual violence?"[17]  Second, even if such evidence is relevant, was its probative value substantially outweighed by the danger of unfair prejudice?[18] 

28  I conclude that the answer to both of these questions is no and that the circuit court erroneously exercised its discretion in failing to consider each type of evidence that the defendant sought to exclude to determine its relevance and its potential for unfair prejudice.  Despite the circuit court's erroneous exercise of discretion, I concur, rather than dissent, because I agree with the State that the circuit court's error in admitting the challenged evidence in this case was harmless.

I

29  I first consider the issue of relevance.  The first consideration in assessing relevance is whether the evidence relates to a fact or proposition that is of consequence to the determination of the action.[19] 

30  Determining whether or not evidence is relevant lies within the discretion of the circuit court.[20]  This court has often said that "a discretionary determination must be the product of a rational mental process by which the facts of record and law relied upon are stated and are considered together for the purposes of achieving a reasonable determination."[21]  An appellate court will affirm a circuit court's discretionary decision as long as the circuit court "examined the relevant facts, applied a proper standard of law, and, using a demonstrated rational process, reached a conclusion that a reasonable judge could reach."[22]  Therefore, the record on appeal must "reflect the circuit court's reasoned application of the appropriate legal standard to the relevant facts in the case."[23]  "If a judge bases the exercise of his discretion upon an error of law, his conduct is beyond the limits of discretion."[24]

31  The majority opinion contends that "the circuit court's patient attention to the arguments and the testimony presented" demonstrated a proper exercise of discretion.[25]  I disagree with this characterization of the record.   

32  In making its determination to admit the evidence, the circuit court did not examine the evidence of the defendant's prior juvenile convictions, nonsexual adult convictions, or institutional conduct reports for their relevance.  The circuit court never ruled on how each of these types of evidence is relevant to show that the defendant had a mental disorder that makes it substantially probable that he will engage in future acts of sexual violence.[26]  Rather, the circuit court merely asserted that all of the evidence was relevant without considering the legal requirements of chapter 980. 

33  Had the circuit court examined and analyzed the evidence of the defendant's prior nonsexual misconduct, it would have concluded as a matter of law that none of this evidence was relevant.[27] 

34  Relevance is governed by Wis. Stat. § 904.01.  In the context of a chapter 980 proceeding, evidence is relevant if it pertains to "a mental disorder that makes it substantially probable that the person will engage in acts of sexual violence."[28]  In order to address relevance, I must first set forth certain facts that are not clearly provided in the majority opinion.  I then address the majority opinion's erroneous explication of the State's and the defendant's expert witnesses and U.S. Supreme Court precedent to support its conclusion that evidence of the defendant's prior nonsexual misconduct was relevant.

A

35  At trial, the defendant sought to exclude evidence of three types of prior nonsexual misconduct contained in presentence investigation reports and other institutional records from being read to the jury by a probation and parole agent.  Those pieces of evidence were: (1) his juvenile record; (2) his prior adult criminal record for crimes unrelated to sexual activity; and (3) conduct violations while he was incarcerated.  The defendant did not contest the admission of his prior misconduct that was sexual in nature.

36  The circuit court denied the defendant's motion to exclude this evidence and allowed the probation and parole agent to testify.  As a result of that decision, the State introduced instances of the defendant's prior nonsexual misconduct into evidence, including the following:

 

Juvenile conduct:

·        1970: Uncontrollable conduct.

·        1971: Uncontrollable conduct.

·        1971: Loitering, escape from custody, obstructing an officer, running away, uncontrollable and disorderly conduct, fleeing and fornication.

 

 

Adult conduct:

·        1973: Battery. Convicted and sentenced to one year of probation.

·        1975: Theft misdemeanor. Convicted and sentenced to 6 months, stayed and 1-year probation.

·        1976: Theft from person, obstructing an officer and theft. Convicted and sentenced to two years.

·        1978: Battery. Convicted and sentenced to 6 months.[29]

 

 

Institutional conduct (107 minor and 19 major incidents):

·        Attempted battery

·        Battery, disobeying orders, disruptive conduct, threats

·        Fighting

·        Disobeying orders, disrespect, threats

·        Disobeying orders, disrespect, threats

·        Attempted escape

37  At trial, the probation and parole agent testified about these numerous incidents involving the defendant.  With regard to his juvenile record, the agent testified that at the ages of fifteen and sixteen the defendant had three contacts with the criminal justice system on various occasions for uncontrollable conduct, loitering, escape from custody, obstructing an officer, running away, uncontrollable and disorderly conduct, and fleeing and fornication.

38  With regard to his adult record, the agent testified about a battery conviction in which the defendant struck his girlfriend in the face with his fist and with his cleated shoe, and that the defendant had stolen a car from a friend.  The agent also testified that the defendant's probation had been revoked for theft of some jewelry and a purse snatching incident in which he punched a female victim in order to take her purse.

39  The agent further testified about conduct reports the defendant received while he was incarcerated.  She testified that the defendant had received 107 minor reports and 19 major reports.  The 126 conduct reports are mostly unspecified in the Department of Corrections reports admitted into evidence.  The agent testified that these conduct reports included violations for attempted battery, battery, disruptive conduct, threats, disobeying orders, disrespect, and one attempted escape.  According to the probation and parole agent many of the conduct reports were related to hygiene problems and abnormal behavior related to the defendant's schizophrenia.

B

40  The majority opinion contends that this evidence of  the defendant's prior nonsexual misconduct was relevant, relying on the testimony of the State's and the defendant's expert witnesses, Doctors Doren and Lodl respectively. 

41  According to the majority opinion, "[E]ven though all of the past examples of uncontrolled conduct did not relate to sexual acts, they were relevant to [the defendant's] diagnoses of paraphilia and of schizophrenia . . . ."[30]  Evidence of the defendant's prior nonsexual misconduct was, according to the majority opinion, relevant because both experts used risk assessment tools that considered the prior nonsexual conduct of the defendant.[31]

42  The majority opinion asserts that the State "tied [the parole and probation agent's] testimony to that of Dr. Dennis Doren,"[32] who "opined that since Franklin was a juvenile he has had difficulties controlling his behavior and that this lack of control is a feature of his paraphilia."[33]  These characterizations of the relevance of the defendant's prior nonsexual misconduct are not substantiated by Dr. Doren's or Dr. Lodl's testimony to the jury at trial, nor by the State's or the defendant's closing arguments.  Neither of the experts drew a link between the defendant's "uncontrolled behavior" and sexually violent behavior.[34] 

43  Dr. Doren and Dr. Lodl apparently relied on the defendant's prior nonsexual criminal history when using sex offender risk assessment tools in evaluating the defendant.[35]  An expert's reliance on various facts and materials is not dispositive of the question of whether such facts and materials are admissible evidence.  Expert witnesses are allowed to base their testimony on evidence that is otherwise inadmissible and not properly considered by the jury.[36]  Defense counsel objected to the jury's consideration of the defendant's prior acts of misconduct, not to the expert witnesses' consideration of such acts in forming their medical opinions.

44  The majority opinion makes much of these tools, arguing that "as the record in this case shows, the standard risk assessment for sexual offenders takes into account all past violations of the law in attempting to evaluate the probability of future sexually assaultive behavior.  However, those violations that are sexually related are weighted more heavily in the assessment."[37]

45  The "record" of which the majority opinion speaks, however, was not Dr. Doren's testimony at trial, but his deposition (which apparently was not introduced at trial and was not presented to the jury) in which he acknowledged that the defendant's prior nonsexual misconduct added points to the score of some, but not all, of the instruments that measure the risk of sexual offense recidivism that Dr. Doren considered.[38]

46  The majority opinion mistakenly believes that I am objecting to its consideration of these tests because they are not part of the record.[39]  My argument is that these tests were never shown to the jury and no expert testimony, by either Dr. Doren or Dr. Lodl, explained why the probation and parole agent's testimony regarding the defendant's prior acts of misconduct made it substantially probable that the defendant would engage in future acts of sexual violence.

47  At trial, Dr. Doren never described any of these tools as taking into account all past law violations in attempting to evaluate the probability of sexual violence.  Thus the majority opinion's conclusions that "uncontrolled behavior" and sexually violent behavior are connected are not supported by Dr. Doren's use of the assessment tools.

48  At trial, Dr. Doren never suggested that any of the defendant's nonsexual behavior related to a predisposition to sexually violent behavior.  Dr. Doren did not draw any conclusions at trial suggesting that the defendant's prior nonsexual misconduct made it more likely that he would commit acts of sexual violence in the future. 

49  Dr. Doren's testimony at trial did not rely on the defendant's prior nonsexual misconduct.  Dr. Doren did not specifically refer to any of the defendant's prior misconduct or history unrelated to sexual behavior in explaining his diagnosis to the jury.  Dr. Doren did not testify that the defendant's prior nonsexual misconduct was relevant to his determination of the defendant's propensity for sexual violence.  In fact, Doren's testimony leads to the conclusion that the defendant's prior nonsexual misconduct is not relevant.  Dr. Doren concluded that general criminality does not suggest paraphilia.  Dr. Doren testified as follows about the defendant's prior misconduct:

[T]he first thing I was looking for in Mr. Franklin's situation was his behavioral pattern, whether I could demonstrate that he interacted with someone in a known-consensual way for sexual purposes.  There were three different times [the defendant] was convicted of offenses that were, in my opinion, clearly sexual in nature and involving a non-consensual process; it occurred in 1978, 1979, and 1984.

Another aspect of the behavioral pattern that I look at, though, is to see whether or not that's all part of an overall criminal way of being or if a person's criminality is quite specific to sexual offending.  If a person is just criminal in a lot of ways, that does not suggest paraphilia, it doesn't negate it but it doesn't suggest it; whereas if the person's sole way of acting in an illegal way is sexual, that would suggest there's something driving the person specifically in a sexual manner.

As a juvenile, the records would indicate anyway, that as a juvenile his——and early adulthood his illegal behavior was of a variety of types not including much in the way of sexuality; there was one event as a juvenile, but as a——as an adult, basically since July of '76, all of his known illegal behavior involved raping or attempted raping. (Emphasis added.)

50  In sum, nothing in Dr. Doren's testimony to the jury suggested that a determination that a person is sexually violent is aided by past episodes of uncontrolled behavior or criminality not relating to sexual misconduct.

51  Furthermore, the majority opinion's claim that the defendant's expert witness supports its conclusion that the defendant has a mental disorder that features uncontrolled, aggressive conduct is not supported in the record.  The majority opinion quotes Dr. Lodl's testimony[40] but omits the underlined portion below and changes the meaning of his testimony:

And obviously there are sexual issues in his record as well, the sexual assaults the he is convicted of, the battery incidents that seem to include some sexual behavior or at least have some sexual innuendo to them all the way back to I believe to 1971 where he was charged with fornicating, although I do not see that as a diagnosis——as a legal issue that would contribute to a diagnosis of sexual deviation, okay, it's just people are noting his sexual behavior.

52  Dr. Lodl's testimony actually undercuts the majority opinion's conclusion and suggests that the mere presence of prior sexual behavior in the defendant's past does not lead to a conclusion that he is sexually deviant.

53  The majority opinion errs in its relevance analysis by bifurcating Wis. Stat. § 980.01(7) into two prongs, namely: (1) finding that the defendant has a mental disorder that makes it difficult for him to control his behavior; and (2) evaluating whether the defendant will engage in future sexual violence.[41]  This test is not the one set forth in § 980.01(7), however.  The statute requires a nexus between the mental disorder and the probability of future sexual violence.  The court explained in State v. Laxton, 2002 WI 82, ¶2, 254 Wis. 2d 185, 647 N.W.2d 784, that a nexus must be established between the mental disorder and the probability of future sexual violence.  The court stated:

[W]e conclude that such a civil commitment [of a sexual predator] does not require a separate finding that the individual's mental disorder involves serious difficulty for such person to control his or her behavior.  The requisite proof of lack of control is established when the nexus between such person's mental disorder and dangerousness has been established.

54  The majority opinion's apparent conclusion that because the expert witnesses "identified two components to their opinions" that this must be the law is perplexing and erroneous.  Dr. Doren testified that the defendant suffered from paraphilia not-otherwise-specified and that this diagnosis made it substantially probable that the defendant would engage in future acts of sexual violence.  Dr. Lodl testified that the defendant suffered from schizophrenia and that this made it less likely that he would commit future acts of sexual violence.  The testimony of the experts attempted to draw a link between the defendant's mental condition and his propensity for future sexual violence.

55  I conclude that the majority opinion's attempt to support its conclusion that the defendant's prior nonsexual misconduct was relevant to the chapter 980 determination by reference to the testimony of the State's and defendant's expert witnesses fails.  Evidence of the defendant's prior acts of misconduct were not relevant because, according to the record, this evidence does not relate to a fact or proposition that is of consequence to the determination of the action.

C

56  The majority opinion contends that evidence of the defendant's prior nonsexual misconduct was relevant, relying on U.S. Supreme Court precedent.  The majority opinion relies on Kansas v. Hendricks, 521 U.S. 346, 357-58 (1997), to support its conclusion that the defendant's prior nonsexual misconduct was relevant because "[p]revious instances of violent behavior are an important indicator of future violent tendencies."[42]  

57  The majority opinion takes the U.S. Supreme Court's language out of context. 

58  What the Court actually said in Hendricks was that substantive due process in sexual predator cases requires proof of more than a disposition for violence; it requires evidence of past sexually violent behavior and a mental condition that creates a likelihood of such conduct in the future if the person is not incapacitated:

The [Kansas] statute thus requires proof of more than a mere predisposition to violence; rather, it requires evidence of past sexually violent behavior and a present mental condition that creates a likelihood of such conduct in the future if the person is not incapacitated.  As we have recognized, "[p]revious instances of violent behavior are an important indicator of future violent tendencies."[43]

59  If anything, the Hendricks court explicitly rejected the proposition that prior uncontrolled behavior (at least under the Kansas statute, which is substantially similar to Wisconsin's) is, in itself, sufficient to demonstrate future sexual violence.[44] 

     60  The U.S. Supreme Court explained in a later case that Hendricks emphasized that commitment of sexual predators cannot become a law of general deterrence.[45]  According to the Court, the dangerous sexual offender whose serious mental illness subjects him to civil commitment must be distinguished from the dangerous but typical criminal recidivist.  The Court wrote as follows:

Hendricks underscored the constitutional importance of distinguishing a dangerous sexual offender subject to civil commitment "from other dangerous persons who are perhaps more properly dealt with exclusively through criminal proceedings." . . . That distinction is necessary lest "civil commitment" become a "mechanism for retribution or general deterrence"——functions properly those of criminal law, not civil commitment.

. . . .

[T]he severity of the mental abnormality itself[] must be sufficient