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COURT OF APPEALS DECISION DATED AND RELEASED May 14, 1996 |
NOTICE |
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A party may file with the
Supreme Court a petition to review an adverse decision by the Court of
Appeals. See § 808.10 and
Rule 809.62, Stats. |
This opinion is subject to
further editing. If published, the
official version will appear in the bound volume of the Official Reports. |
No. 95-0339-CR
STATE
OF WISCONSIN IN COURT OF
APPEALS
DISTRICT I
STATE OF WISCONSIN,
Plaintiff-Respondent,
v.
MICHAEL A. SMITH,
Defendant-Appellant.
APPEAL from a judgment
and an order of the circuit court for Milwaukee County: JEFFREY A. WAGNER, Judge. Affirmed.
Before Sullivan, Fine
and Schudson, JJ.
PER
CURIAM. Michael Anthony Smith, pro se, appeals from a
judgment convicting him of attempted first-degree intentional homicide while
using a dangerous weapon. See §§
940.01(1), 939.32, and 939.63(1)(a)(2), Stats. Smith also appeals from an order denying him
post-conviction relief. Smith
claims: (1) that he was entitled to a
jury instruction on the affirmative defense of voluntary intoxication; and (2)
that he was denied effective assistance of counsel. We affirm.
Smith was convicted of
trying to kill Dennis Wilder. Smith
fought with Wilder in a residence that Smith had shared with Smith's girlfriend. During the fight, Smith threatened to kill
Wilder, got a knife and stabbed Wilder in the chest, chased Wilder as he fled
outside, and then fought with Wilder again.
The fight ended after an ambulance happened into the area and took
Wilder to the hospital.
Smith was initially
charged with first-degree reckless injury while armed and criminal damage to
property. After the preliminary
examination, however, the prosecutor charged Smith with attempted first-degree
intentional homicide while using a dangerous weapon as well as criminal damage
to property. Defense counsel did not
object to the new charge. At trial,
Smith requested an instruction on the defense of voluntary intoxication, which
was denied by the trial court. The jury
found Smith guilty of attempted first-degree intentional homicide while using a
dangerous weapon but found him not guilty of criminal damage to property.
Smith filed a motion for
post-conviction relief arguing the same issues he raises in the present
appeal. The trial court denied Smith's
motion for post-conviction relief and also denied his motion for
reconsideration.
First, Smith argues that
the trial court erred in refusing to instruct the jury on the defense of
voluntary intoxication. A person who
drinks to the point of intoxication is criminally responsible for his conduct
unless the intoxication is so extreme that it renders him or her “utterly
incapable” of forming a specific intent that is an element of the offense. State v. Strege, 116 Wis.2d
477, 483–484, 343 N.W.2d 100, 104 (1984).
Mere intoxication is insufficient.
Id., 116 Wis.2d at 484, 343 N.W.2d at 104. Whether evidence requires a specific jury
instruction is a question of law that we review independently of the trial
court's determination. State v.
Holt, 128 Wis.2d 110, 126, 382 N.W.2d 679, 687 (Ct. App. 1985).
Although evidence was
presented at trial of Smith's drinking, drug use, and intoxication, there was
no evidence that his mental process was so impaired by alcohol or drugs to
render him incapable of forming the requisite intent. Rather, there was evidence that Smith was sober enough to
threaten Wilder's life, to follow and stab him, and to chase him out onto the
street after wounding him. Under such
circumstances, the trial court did not err in refusing to instruct the jury on
voluntary intoxication.
Smith also argues that
defense counsel was ineffective for:
(1) not objecting to the post-preliminary examination charge of
attempted first-degree intentional homicide; and (2) failing to request
lesser-included offense instructions.
Strickland v. Washington, 466
U.S. 668 (1984), sets forth the two-pronged test for ineffective assistance of
counsel. First, counsel's performance
must be deficient. Id.,
466 U.S. at 687. Second, the deficient performance
must prejudice the defendant. Id.
Smith argues that
counsel was ineffective for failing to object to the attempted first-degree
intentional homicide charge that was filed after the preliminary
examination. “`A district attorney is
permitted to file an information containing such charges as the facts adduced
at the preliminary hearing warrant.'” State
v. Hooper, 101 Wis.2d 517, 537, 305 N.W.2d 110, 120 (1981) (citation
omitted). The elements of attempted
first-degree intentional homicide are that the actor intended to cause the
death of a person and that the actor's acts demonstrate unequivocally under all
the circumstances that he intended to and would have caused the death, except
for the intervention of some other person or some other extraneous factor. Wis
J I—Criminal 580 and 1010.
At the preliminary examination, Wilder testified that he got into a
fight with Smith, and that Smith repeatedly threatened to kill him. Wilder also testified that Smith stabbed him
with a knife and then continued to pursue him, threatening his life again. Wilder also testified that an ambulance came
by and took him to the hospital before Smith could hurt him again. This testimony evidences an intent to kill
that sufficiently supports a charge of attempted first-degree intentional
homicide while armed. See State
v. Williams, 198 Wis.2d 479, 489, 544 N.W.2d 400, 404 (1996)
(prosecution may charge an offense not wholly unrelated to the evidence adduced
at the preliminary examination).
Second, Smith argues that
trial counsel was ineffective for requesting certain instructions on offenses
that are, as a matter of law, not lesser-included offenses to attempted
first-degree intentional homicide while using a dangerous weapon. Trial counsel requested a jury instruction
on first-degree reckless injury and reckless use of a weapon. The trial court determined that first-degree
reckless injury and reckless use of a weapon are not lesser-included offenses
to attempted first-degree intentional homicide while using a dangerous
weapon. We agree. First-degree reckless injury requires the
element of “utter disregard” for human life, see § 940.23(1), Stats.; attempted first-degree
intentional homicide while using a dangerous weapon does not. First-degree reckless injury is not,
therefore, a lesser-included offense to attempted first-degree intentional
homicide while using a dangerous weapon.
See Blockburger v. United States, 284 U.S. 299, 52
S. Ct. 180, 76 L.Ed. 306 (1932) (“an offense is a `lesser included' one only if
all of its statutory elements can be demonstrated without proof of any fact or
element in addition to those which must be proved for the `greater'
offense”). Reckless use of a weapon
requires that the operation or handling of a dangerous weapon be reckless
conduct that endangers another's safety.
State v. Carrington, 134 Wis.2d 260, 268, 397 N.W.2d 484,
488 (1986). The elements of
first-degree intentional homicide while using a dangerous weapon do not require
a dangerous weapon to be used to endanger the safety of another. See § 940.01, Stats. Reckless use
of a weapon, therefore, is not a lesser-included offense to attempted
first-degree intentional homicide while using a dangerous weapon. Although we agree with Smith that defense
counsel requested inappropriate instructions, Smith was not prejudiced by
counsel's improper request for an instruction that could not be given.
Third, Smith argues that
trial counsel was ineffective for failing to request instructions on the
following offenses: (1) “attempted
second-degree murder while armed”;[1]
and (2) first-degree recklessly endangering safety while armed. Submission of a lesser-included offense
instruction is proper only when the crime is a lesser-included offense of the
charged crime and when, looking at the evidence in a light most favorable to
the defendant, there are reasonable grounds in the evidence both for the
acquittal on the greater charge and conviction on the lesser offense. State v. Sarabia, 118 Wis.2d
655, 661, 348 N.W.2d 527, 531 (1984).
Whether the evidence adduced at trial requires a jury charge on the
lesser-included offense instruction is a question of law. State v. Davis, 144 Wis.2d
852, 855, 425 N.W.2d 411, 412 (1988).
There is no question but that attempted second-degree intentional
homicide is a lesser-included offense of first-degree intentional
homicide. See § 939.66(2), Stats.
We conclude, however, that an instruction would be inappropriate on
attempted second-degree intentional homicide since there was no evidence of
mitigating circumstances, as is required to prove attempted second-degree
intentional homicide. See §
940.05(1), Stats. Mitigating circumstances that reduce
attempted first-degree intentional homicide to attempted second-degree
intentional homicide include: (1)
adequate provocation; (2) unnecessary defensive force that the defendant
unreasonably believed was necessary to prevent “death or great bodily harm”;
(3) prevention of a felony; and (4) coercion; necessity. See § 940.01(2), Stats.
No facts were raised at trial to support the existence of any of the
above defenses. An instruction on
attempted second-degree reckless homicide would be equally inappropriate
because a reasonable view of the evidence does not support giving this
instruction. There was no evidence
adduced as to Smith's recklessness, as is required to prove second-degree
reckless homicide. See § 940.06,
Stats. The evidence indicates that Smith threatened Wilder's life,
stabbed Wilder in the chest and then chased Wilder as he fled for his
life. From this evidence, there is no
likelihood that the jury would have acquitted Smith of attempted first-degree
intentional homicide while using a dangerous weapon and convicted Smith of
second-degree reckless homicide.
Smith also cites error
in trial counsel's failure to request an instruction on first-degree recklessly
endangering safety while armed. The
elements of first-degree recklessly endangering safety while armed are that the
actor endangered the safety of another human being, that he did so by
criminally reckless conduct which created an unreasonable and substantial risk
of death or great bodily harm to another and that the actor was aware that his
conduct created such a risk, and that the circumstances of the actor's conduct
showed utter disregard for human life. See
§§ 941.30 and 939.24, Stats. Although there was ample evidence that
Smith's conduct showed “utter disregard for human life,” there were no
reasonable grounds to acquit on the attempted first-degree intentional homicide
while using a dangerous weapon charge; it was undisputed that the stabbing was
intentional. We conclude that Smith's
counsel's failure to request the additional lesser-included instruction was not
prejudicial because the evidence did not reasonably support submission of
first-degree recklessly endangering safety while armed.
By the Court.—Judgment
and order affirmed.
This opinion will not be
published. See Rule 809.23(1)(b)5, Stats.
[1] “Attempted second-degree murder” is not a charge under current Wisconsin law. See generally Walter Dickey et al., The Importance of Clarity in the Law of Homicide: The Wisconsin Revision, 1989 Wis. L. Rev. 1323. We believe that Smith is referring to attempted second-degree intentional homicide or attempted second-degree reckless homicide. See §§ 940.05 and 940.06, Stats. We will examine both of these offenses in regard to Smith's argument.