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COURT OF APPEALS DECISION DATED AND RELEASED MARCH 13, 1996 |
NOTICE |
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A party may file with the
Supreme Court a petition to review an adverse decision by the Court of
Appeals. See § 808.10 and
Rule 809.62, Stats. |
This opinion is subject to
further editing. If published, the
official version will appear in the bound volume of the Official Reports. |
No.
95-1599-CR
STATE
OF WISCONSIN IN COURT OF
APPEALS
DISTRICT II
STATE OF WISCONSIN,
Plaintiff-Respondent,
v.
JEREMY J. SCHLITT,
Defendant-Appellant.
APPEAL from a judgment
and an order of the circuit court for Washington County: LAWRENCE F. WADDICK, Judge. Affirmed.
ANDERSON, P.J. Jeremy
J. Schlitt appeals from a judgment of conviction on two misdemeanors: (1)
reckless use of a weapon by unlawfully and intentionally pointing a firearm at
another, contrary to §§ 941.20(1)(c) & 939.51(3)(a), Stats., and (2) disorderly conduct,
contrary to § 947.01, Stats., and
an order denying his postconviction motion for a new trial. On appeal, Schlitt claims that his trial
counsel was ineffective for several reasons.
He also objects to the ruling by the trial court prohibiting evidence
concerning the relationship between himself and the victim. We conclude that Schlitt’s trial counsel was
not ineffective and that the trial court did not misuse its discretion when prohibiting
certain evidence at trial. We therefore
affirm the judgment of conviction and the order denying postconviction relief.
A criminal complaint was
issued against Schlitt alleging that while holding a gun to the head of Sherry
Williams, Schlitt said that she was lucky he did not pull the trigger because
the gun was loaded. At his initial
appearance, Schlitt was not represented by counsel. At his next court appearance, he was represented by Deborah
Strigenz, who was appointed by the public defender’s office. She requested and was granted a brief adjournment
on May 2, 1994. Following several
delays and several no-shows, a new attorney, Sharon Iggens, was appointed to
represent Schlitt. The case was
eventually tried on November 1, 1994.
Williams testified that
during a party at the apartment that she shared with Schlitt and two other
people, Schlitt put a gun to her head. She went on to testify that she was nervous and scared by this
incident which prompted her to move out of the apartment. Further, she testified that after reporting
the incident to the police, she went back to the apartment to retrieve the rest
of her belongings. When she arrived,
she discovered that someone had destroyed most of her belongings. She testified that she believed this to be
retaliation for reporting the incident.
The defense counsel
attempted to undermine Williams’ statements by eliciting testimony that Schlitt
and Williams frequently joked around about killing each other. This testimony was supposed to show the lack
of intent on the part of Schlitt. The prosecutor
objected and the trial court sustained the objection.
Following Williams’
testimony, Officer Steven Seitz testified that he questioned Schlitt about the
incident. Schlitt admitted to Seitz
that he had access to the gun on a regular basis. He also admitted that he might have joked with Williams that day
about killing her when the gun was out.
Officer Steven Riffel
testified to the events surrounding the execution of a search warrant at
Schlitt’s apartment. The officer
testified that he discovered a handgun belonging to Schlitt’s brother in a
dresser drawer. He further indicated
that no locks or broken locks were encountered in the search.
Defense called Schlitt
as its only witness. Schlitt
contradicted the testimony of both Williams and Seitz. On cross-examination, he testified that he
did not say anything about killing Williams while in possession of the
handgun.
The trial was a battle
of credibility due to the conflicting testimony. The jury reached a verdict of guilty on both charges and Schlitt
is now appealing based on a claim of ineffective assistance of counsel and
improper exclusion of evidence by the trial court.
A defendant, when
establishing ineffective assistance of counsel, must show that counsel’s
performance was deficient and that such performance prejudiced his or her
defense. Strickland v. Washington,
466 U.S. 668, 687 (1984). The trial
court’s findings of fact will be affirmed unless they are clearly erroneous,
but the determinations of deficient performance and prejudice are questions of
law that this court reviews without deference to the trial court. State v. Pitsch, 124 Wis.2d
628, 633-34, 369 N.W.2d 711, 714-15 (1985).
Looking at the performance prong first, it
must be remembered that the defendant does not have the right to a perfect
defense; rather, it is a right to a professionally adequate defense as would be
presented by a reasonably qualified defense attorney. A fair assessment of performance requires that the use of
hindsight be avoided by evaluating the attorney under the particular circumstances. Strickland, 466 U.S. at 689.
Schlitt
sets out numerous deficiencies in defense counsel’s performance. He claims that defense counsel failed to
adequately investigate the case prior to trial, eliminating the opportunity to
formulate a proper defense. The duty to
investigate is a duty to make a reasonable investigation or to make a
reasonable decision that makes particular investigations unnecessary. Strickland, 466 U.S. at
691. At the Machner
hearing, defense counsel made clear that her reason for not hiring an
investigator was due to the simplicity of the case.
The decision not to
investigate must be directly assessed for reasonableness under the
circumstances, applying a heavy measure of deference to counsel’s
judgment. Strickland, 466
U.S. at 695. As long as Iggens' decision
was reasonable, which it was, we must not second-guess her decision under the
circumstances. Schlitt has failed to
overcome the presumption that under the circumstances the challenged action was
sound trial strategy. Id.
at 689.
Schlitt also claims that
counsel did not devote enough time in preparation. Although there is a dispute as to the exact time defense counsel
spent on the case, there are no formulas as to how much time must be spent on a
case such as this. Schlitt, however,
claims that it was not enough, and somehow this was below the reasonable
performance of a criminal defense attorney.
The Court in Strickland refused to set out a checklist for
judicial evaluation, since no particular set of rules could account for the
wide variety of circumstances faced by defense attorneys. Id. at 688-89. Under the circumstances of this case, the
time spent by Iggens was sufficient to meet all deadlines, review discovery and
make appropriate trial preparations.
Schlitt's next complaint
is that Iggens erred by failing to call additional witnesses for the
defense. At trial, Schlitt was the only
defense witness called to the stand.
Two other possible witnesses were contemplated and rejected for
different reasons. First, Schlitt’s
girlfriend, who knew Williams, was rejected by Schlitt who feared for her
health. Schlitt's girlfriend was
pregnant at the time and Schlitt did not want her to testify due to that
fact. Schlitt failed to put forth any
evidence as to what his girlfriend would say and therefore did not put defense
counsel under any obligation to not adhere to his wishes or request a
continuance.
Second, Schlitt’s
roommate, Brian Schultz, was rejected by defense counsel due to prior criminal
convictions. After interviewing
Schultz, the only thing he was going to corroborate was Schlitt's testimony
that Matt Schlitt kept his gun locked in his room. Iggens reasoned that her client, who did not have any prior
convictions, sufficiently testified that the door was unlocked only when his
brother Matt was around. Therefore, it
was not necessary to put a witness on the stand who had very little to offer if
there was a potential for damaging cross-examination. It is the job of the attorney to determine which witnesses will
assist the defendant and which witnesses should not take part in the trial.
Schlitt also claims that
defense counsel was ineffective when failing to object to hearsay
testimony. Williams testified that her
imprisoned uncle overheard Schlitt's brother saying that he would get Williams
for putting him in jail. Iggens
testified that a tactical decision was made not to object because the testimony
only served to make the victim look paranoid and was only peripheral testimony,
not relevant to her client. Although
there could have been an objection based on hearsay, defense counsel’s reasons
for not objecting are reasonable and will therefore not be second-guessed by
this court.
Schlitt's next claim is
that counsel was ineffective in failing to persuade the court to overrule an
objection made by the State. The trial
court’s possible error cannot be visited on counsel. Defense counsel made the proper decision to attempt to admit the
evidence, but was unable to due to an objection made by the State, which the
court sustained.
Finally, Schlitt
contends that counsel was deficient for not filing a motion in limine to
preclude “mention of the drug activity at the house.” Defense counsel determined that the same result could be reached
with an objection during trial. The
result was that the objection was sustained.
Prior to the objection, there was a reference to the officer’s
background as a drug investigator. That
reference would not have been limited by the proposed motion. Therefore, we must conclude that the
reference to the officer’s background was not a factor to be excluded either
through objection or motion in limine.
Thus, Schlitt has failed to prove any prejudice in this instance, which
is a necessary element in proving ineffective assistance of counsel. See State v. Wirts, 176
Wis.2d 174, 187, 500 N.W.2d 317, 321 (Ct. App.), cert. denied, 114 S.
Ct. 257 (1993).
We now turn to the
second prong in the Strickland test. The second prong asks whether “counsel’s errors were so serious
as to deprive the defendant of a fair trial, a trial whose result is
reliable.” Strickland,
466 U.S. at 687. We conclude under the
specific facts of this case that they were not.
The defendant must
affirmatively prove prejudice. Pitsch,
124 Wis.2d at 641, 369 N.W.2d at 718.
The Strickland test emphasizes that the error is
prejudicial if it undermines confidence in the outcome. Pitsch, 124 Wis.2d at 642, 369
N.W.2d at 719. Thus, the defendant will
have to show that there is a reasonable probability that but for counsel’s
unprofessional errors, the result would have been different. Id.
Schlitt in this case has
not affirmatively proven prejudice. The
trial court similarly found that Schlitt failed to present proof of
prejudice. Although decisions were made
by defense counsel, they were not essentially wrong just because in hindsight,
Schlitt would have made a different strategic decision. Furthermore, even though the outcome was
unsatisfactory for Schlitt, it does not automatically render defense counsel
decisions prejudicial to Schlitt. A
defendant has a right to a fair trial and not a right to a perfect trial.
Finally, Schlitt points
to the trial court’s ruling that sustained an objection to disallow evidence
concerning the relationship between himself and the victim. The principles that govern a review of a
trial court’s determination on the issue of relevancy are clear. State v. Walker, 154 Wis.2d
158, 191, 453 N.W.2d 127, 141, cert. denied, 498 U.S. 962 (1990). The court in Hartung v. Hartung,
102 Wis.2d 58, 306 N.W.2d 16 (1981), clarified the method for reviewing a trial
court's discretionary determinations as follows:
A discretionary determination, to be
sustained, must demonstrably be made and based upon the facts appearing in the
record and in reliance on the appropriate and applicable law. Additionally, and most importantly, a
discretionary determination must be the product of a rational mental process by
which the facts of record and law relied upon are stated and are considered
together for the purpose of achieving a reasoned and reasonable
determination. It is recognized that a
trial court in an exercise of its discretion may reasonably reach a conclusion
which another judge or another court may not reach, but it must be a decision
which a reasonable judge or court could arrive at by the consideration of the
relevant law, the facts, and a process of logical reasoning.
Id. at
66, 306 N.W.2d at 20-21.
The trial court excluded testimony
about joking comments between Schlitt and Williams, deeming it irrelevant
because the defense was not based on lack of intent but that the incident never
happened. Allowing this irrelevant
testimony to be heard at trial would not only confuse the jury but also serve
to prolong the trial needlessly.
By the Court.—Judgment
and order affirmed.
This opinion will not be
published. See Rule 809.23(1)(b)4, Stats.