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COURT OF APPEALS DECISION DATED AND RELEASED March 7, 1996 |
NOTICE |
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A party may file with the
Supreme Court a petition to review an adverse decision by the Court of
Appeals. See § 808.10 and
Rule 809.62, Stats. |
This opinion is subject to
further editing. If published, the
official version will appear in the bound volume of the Official Reports. |
No. 95-1620-CR
STATE
OF WISCONSIN IN COURT OF
APPEALS
DISTRICT IV
STATE OF WISCONSIN,
Plaintiff-Respondent,
v.
JEFFREY H. ANDRUS,
Defendant-Appellant.
APPEAL from a judgment
and an order of the circuit court for Jefferson County: JACQUELINE R. ERWIN, Judge. Judgment affirmed; order reversed and
cause remanded.
Before Gartzke, P.J.,
Dykman and Vergeront, JJ.
PER CURIAM. Jeffrey Andrus appeals
from a judgment convicting him on two felony counts and one misdemeanor count,
and from an order denying postconviction relief. Pursuant to a plea bargain, Andrus pled no contest to the charges
and was sentenced to prison. He
challenged the sentence on a postconviction motion by alleging that the
prosecutor breached the plea agreement by remarks she made at the sentencing
hearing. Because counsel waived the
issue by not objecting to those remarks, see State v. Smith,
153 Wis.2d 739, 741, 451 N.W.2d 794, 795 (Ct. App. 1989), Andrus also alleged
ineffective assistance of counsel. The
trial court concluded that the prosecutor did not breach the agreement and
therefore did not address counsel's alleged ineffectiveness. Because we conclude that the prosecutor did
breach the agreement, we reverse the postconviction order and remand for a
decision on the ineffectiveness issue.
The State charged Andrus
with five felony counts of first-degree sexual assault of a child and two
misdemeanor counts of exposing his sex organ to a minor. Pursuant to a plea bargain, Andrus pled no
contest on two of the sexual assault counts and one exposure count. In exchange, the State dropped the remaining
charges and agreed to recommend no more than five years' total imprisonment,
concurrent to a sentence on other crimes.
At sentencing, the
prosecutor's remarks included extensive comments about Andrus's bad character,
the damage done to the victim (his daughter) and to his wife, his substance
abuse problems, his lack of demonstrated remorse or concern for the victim, and
his criminal and anti-social acts in the past, some proved and some only
alleged. The prosecutor read at length
some letters Andrus sent to his wife after his arrest expressing violent and
threatening feelings about her and his daughter. After noting that the sexual assault counts carried twenty year
maximum terms and that the only crime ranked as more serious is murder, the
prosecutor stated:
So I think it's clear that these offenses call
for the harsh penalties that they do, because of the impact that this had [on
Andrus's family]. In terms of
protecting the public from Mr. Andrus and Mr. Andrus hurting anyone anymore, I
think there's a definite need for that and, in particular, there's a definite
need for protection specifically of [Andrus's family]. There's a fear on their part that if and
when Mr. Andrus is released that he will seek them out and cause them harm ....
The
prosecutor concluded her remarks by stating:
I think that based on comments made in
[Andrus's letters], that there's definitely a need for protection of the public
and, more specifically, protection of this family from this defendant. Based on all of this, the State is bound by
the recommendation it made in this matter.
Counsel
for Andrus did not object to any of the prosecutor's remarks.
The court sentenced
Andrus to a five-year prison term on one felony charge and a six-month
consecutive prison term on the misdemeanor, both consecutive to a sentence on
other crimes. The court withheld
sentence and ordered five years' probation on the remaining felony count. This appeal ensued after the trial court
denied the motion for resentencing.
If a plea "rests in
any significant degree on a promise or agreement of the prosecutor, so that it
can be said to be part of the inducement or consideration, such promise must be
fulfilled." Santobello v.
New York, 404 U.S. 257, 262 (1971).
Santobello proscribes not only explicit repudiations of
plea agreements, but also "end-runs around them." State v. Ferguson, 166 Wis.2d
317, 322, 479 N.W.2d 241, 243 (Ct. App. 1991).
The State must not convey a message to the trial court that a defendant's
actions warrant a more severe sentence than that recommended. Id. Comments which imply reservations about the recommendation taint
the process and also breach the agreement.
State v. Poole, 131 Wis.2d 359, 364, 394 N.W.2d 909, 911
(Ct. App. 1986). Where, as here, the
facts are undisputed, whether the State violated the plea agreement is a
question of law we review without deference to the trial court. See State v. Wills, 193
Wis.2d 273, 277, 533 N.W.2d 165, 166 (1995).
The prosecutor's remarks
at sentencing violated the plea agreement.
We recognize that a plea bargain cannot prevent the prosecutor from
noting pertinent, detrimental factors relating to the defendant's character and
conduct, Ferguson, 166 Wis.2d at 324, 479 N.W.2d at 244, but the
prosecutor must make a good faith effort to avoid casting doubt on the
recommended sentence. State v.
Wills, 187 Wis.2d 529, 537, 523 N.W.2d 569, 572 (Ct. App. 1994), aff'd,
193 Wis.2d 273, 533 N.W.2d 165 (1995).
Here, the prosecutor only offered two statements to explain the
recommended sentence. She stated that
she was "bound" by the plea agreement and that she thought it an
appropriate sentence "at the time" of the plea agreement. Both statements strongly imply that by the
time of sentencing the prosecutor believed otherwise. Additionally, her other comments undeniably re-enforced that
implication, especially her discussion of the maximum sentences and the
seriousness of the offenses, followed soon after by her argument that
"there is a definite need for" a harsh penalty because of the violent
threat Andrus posed to his family.
Having agreed to the bargain, the prosecutor was obligated to use her
best efforts to support it. Id. That she did not do.
Our conclusion that the
State breached the plea agreement does not resolve the case. As noted, Andrus waived that breach when
counsel failed to object at sentencing.
We therefore remand to the trial court for a determination on Andrus's
claim of ineffective assistance of counsel.
If counsel is deemed ineffective, Andrus is entitled to resentencing by
a different judge. Santobello,
404 U.S. at 263; Poole, 131 Wis.2d at 365, 394 N.W.2d at 911-12.
By the Court.—Judgment
affirmed; order reversed and cause remanded.
This
opinion will not be published. See
Rule 809.23(1)(b)5, Stats.