2009 WI 9
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Supreme Court of |
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Case No.: |
2006AP2695 |
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Complete Title: |
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Plaintiff-Appellant-Petitioner, v. Labor and Industry Review Commission and Gloria N. Graham, Defendants-Respondents. |
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REVIEW OF A COURT OF APPEALS DECISION 2007 WI App 262 Reported at: 306 (Ct. App. 2007-Published) |
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Opinion Filed: |
January 23, 2009 |
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Submitted on Briefs: |
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Oral Argument: |
September 10, 2008
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Source of Appeal: |
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Court: |
Circuit |
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County: |
Dane |
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Judge: |
Maryann Sumi |
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Justices: |
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Concurred: |
ABRAHAMSON, C.J., concurs (opinion filed). BRADLEY, J., joins concurrence. |
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Dissented: |
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Not Participating: |
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Attorneys: |
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For the plaintiff-appellant-petitioner there were briefs
filed by Timothy J. Yanacheck and
For the defendant-respondent Labor Industry Review Commission, there was a brief and oral argument by David A. Hart, III, assistant attorney general, with whom on the brief was J.B. Van Hollen, attorney general.
For the defendant-respondent Gloria N. Graham, there was
a brief by Raymond G. Clausen and Clausen & Severson,
An amicus curiae was filed by Steven D. Hintzeman, Debra A. DeLeers, and
2009
WI 9
notice
This opinion is subject to further editing and modification. The final version will appear in the bound volume of the official reports.
REVIEW of a decision of the Court of Appeals. Affirmed.
¶1 PATIENCE DRAKE ROGGENSACK, J. We review a decision of the court of appeals[1] affirming the circuit court's decision,[2] which affirmed the Labor and Industry Review Commission's (LIRC) order directing that Gloria Graham (Graham) is eligible to receive a statutory award for permanent disfigurement under Wisconsin worker's compensation law, Wis. Stat. § 102.56(1) (2005-06)[3] even though she suffered no visible burns, scars or amputations. In affirming LIRC's interpretation of § 102.56(1) and the corresponding award of compensation to Graham, the circuit court held that LIRC was entitled to great weight deference, while the court of appeals held that due weight deference was appropriate.
¶2 The dispositive issue in this case is whether the result of Graham's workplace injury is compensable under Wis. Stat. § 102.56(1). We conclude that LIRC's interpretation of § 102.56(1) is entitled to no deference due to its inconsistent past interpretations that provide no real guidance, but we nevertheless affirm LIRC's order directing that Graham is eligible to receive an award under § 102.56(1) based on the statute's plain meaning as applied to the result of Graham's workplace injury. Accordingly, we affirm the decision of the court of appeals.
I. BACKGROUND
¶3 The following undisputed facts are based on the findings of the
administrative law judge (ALJ) that LIRC adopted, unless otherwise noted. Graham began working for
¶4 On September 25, 2001, Graham underwent arthroscopic surgery and other medical procedures to her knee. Her post-operative recovery did not go well, and she was left with persistent pain and significant strength loss in her knee. In addition, she suffered a loss of balance and can no longer walk without a cane. Graham now walks with a severely pronounced, foot-dragging limp. She is currently unemployed and is actively seeking employment without success.
¶5
If an employee is so permanently disfigured as to occasion potential wage loss, the department may allow such sum as it deems just as compensation therefor . . . . In determining the potential for wage loss and the sum awarded, the department shall take into account the age, education, training and previous experience and earnings of the employee, the employee's present occupation and earnings and likelihood of future suitable occupational change. Consideration for disfigurement allowance is confined to those areas of the body that are exposed in the normal course of employment. The department shall also take into account the appearance of the disfigurement, its location, and the likelihood of its exposure in occupations for which the employee is suited.
¶6 Dane County argued that historically, only those injuries resulting in visible amputations, scarring or burns constituted disfigurements under Wis. Stat. § 102.56(1), based on LIRC's decision in Spence v. POJA Heating & Sheet Metal Co., Claim No. 88-018562 (LIRC Jan. 20, 1994). In Spence, LIRC held that Spence's limp was not a disfigurement under § 102.56(1) because scarring and swelling were visible only when he removed his shoe and sock, and that Wis. Stat. § 102.52(12), under which Spence had already recovered for his limb's loss of functionality, was the sole avenue of recovery. Based on Spence, Dane County argued that since Graham did not have visible scarring when fully clothed, her limp was not compensable as a disfigurement under § 102.56(1).
¶7 In response, Graham looked to an earlier LIRC decision, Jorgensen v. Wisconsin Department of Veterans Affairs, Claim No. 84-27383 (LIRC Oct. 10, 1986), for support. In Jorgensen, LIRC held that Jorgensen was disfigured under Wis. Stat. § 102.56(1) because she had three separate scars on her ankle, had to wear a brace and walked with a limp. Since this would affect Jorgensen's future employability, LIRC awarded $10,000 in disfigurement compensation. Graham argued that LIRC's interpretation of the statute in Jorgensen mandated the conclusion that her limp be considered a disfigurement.[4]
¶8 After considering these arguments, the ALJ made findings that LIRC adopted. The ALJ found that Graham's "walk was a mixture of a limp and a foot drag, her legs looked imperfect and asymmetrical, and watching her [walk] with such difficulty was painful." In addition, the ALJ found that "[t]he look of her legs and her altered gait will negatively affect her potential employability and the wage she will earn." Based on these findings, LIRC concluded that Graham's injury was compensable under Wis. Stat. § 102.56(1), and she was awarded $15,000.
¶9 LIRC also expressly reversed its decision in Spence, reaffirmed its conclusions in Jorgensen and rejected the argument that disfigurement awards are limited to visible burns, scars and amputations.[5] LIRC explained that in tracking the language of Wis. Stat. § 102.56(1), the focus of the inquiry should be on whether the disfigurement occurs on those areas of the body that are exposed in the normal course of employment and whether the injury occasions potential wage loss.
¶10 The circuit court, in reviewing LIRC's decision, determined that the commission's interpretation of Wis. Stat. § 102.56(1) was entitled to great weight deference, even though all of the criteria[6] necessary for such deference were not present. Applying this standard of review, the circuit court affirmed LIRC's order, holding that LIRC's interpretation advanced the statute's purpose, was not unreasonable, and was not contrary to the plain language of § 102.56(1). The court further supported its conclusion by noting that nothing in § 102.56(1) limits disfigurement awards to those situations involving only visible burns, scars or amputations.
¶11 The court of appeals, in affirming LIRC's and the circuit court's
decisions, differed from the circuit court in its analysis of the level of
deference due LIRC's interpretation of Wis. Stat. § 102.56(1). County of
Dane v. LIRC, 2007 WI App 262, ¶18, 306
¶12 Applying due weight deference, the court of appeals held that
LIRC's interpretation was reasonable under the plain language of Wis. Stat. § 102.56(1) and was
consistent with the statutory purpose.
¶13 We granted review and now affirm.
II. DISCUSSION
A. Standard
of Review
¶14 In reviewing this worker's compensation claim, we review LIRC's
decision, not the decisions of the court of appeals or the circuit court. Liberty
Trucking Co. v. DILHR, 57
¶15 One
rationale for according LIRC's statutory interpretation deference comes from
Wis. Stat. § 227.57(10), which
states that in reviewing an agency's decision, "due weight shall be
accorded the experience, technical competence, and specialized knowledge of the
agency involved, as well as discretionary authority conferred upon it." See Racine Harley-Davidson, Inc. v.
Div. of Hearings & Appeals, 2006 WI 86, ¶13, 292 Wis. 2d 549, 717 N.W.2d 184. Our past decisions often have discussed these
three levels of deference: great weight
deference, due weight deference and de novo review, which is also known as no
deference, when examining an agency's interpretation and application of a
statute. UFE Inc. v. LIRC, 201
¶16 Great weight deference is given to an agency's interpretation of a statute if the following four requirements are met:
(1) the agency was charged by the legislature with the duty of administering the statute; (2)[] the interpretation of the statute is one of long-standing; (3)[] the agency employed its expertise or specialized knowledge in forming the interpretation; and (4)[] the agency's interpretation will provide uniformity and consistency in the application of the statute.
Clean Wis., 282
¶17 An agency's interpretation of a statute is entitled to due weight
deference when "the agency has some experience in an area, but has not
developed the expertise which necessarily places it in a better position to
make judgments regarding the interpretation of the statute than a court."
¶18 Finally, we will give no deference to an agency's interpretation of
a statute when "the issue before the agency is clearly one of first
impression . . . or when an agency's
position on an issue has been so inconsistent as to provide no real
guidance." UFE, 201
¶19 We note here that there is little difference between due weight
deference and no deference, since both situations require "us to construe
the statute ourselves. In so doing, we
employ judicial expertise in statutory construction, and we embrace a major responsibility
of the judicial branch of government, deciding what statutes mean." Racine
Harley-Davidson, 292
¶20 Application of the above principles leads us to conclude that LIRC
is entitled to no deference in this case.
LIRC's decisions in Spence, Jorgensen and this case apply
Wis. Stat. § 102.56(1)
inconsistently to very similar factual situations. Accordingly, by concluding that a limp is,
and then is not, a disfigurement under § 102.56(1),
LIRC demonstrates that even though this issue is not one of first impression,
its decisions provide no real guidance.
As a result, we give no deference to LIRC's interpretation. Clean Wis., 282
B. Interpretation of
1. General principles
¶21 Statutory interpretation begins "with the language of the
statute." State ex rel. Kalal v. Circuit Court for Dane
County, 2004 WI 58, ¶45,
271 Wis. 2d 633, 681 N.W.2d 110.
Statutory language "is given its common, ordinary, and accepted
meaning."
2. Statutory disfigurement
¶22 A statute providing compensation for disfigurement has been a part
of
¶23 "[W]ords that are not defined in a statute are to be given
their ordinary meanings." Spiegelberg v. State, 2006 WI 75, ¶19, 291
¶24 Webster defines disfigure as "to make less complete, perfect,
or beautiful in appearance" and disfigurement as "the state of being
disfigured." Webster's Third New
International Dictionary, 649 (1961 ed.).
The current version of Black's Law Dictionary has a similar
definition. It defines disfigurement as
"[a]n impairment or injury to the appearance of a person or thing." Black's Law Dictionary 501 (8th ed.
2004). A more contemporaneous version of
the same publication from 1933 defined disfigurement as "that which
impairs or injures the beauty, symmetry, or appearance of a person or thing;
that which renders unsightly, misshapen, or imperfect, or deforms in some
manner." Black's Legal
Dictionary 589 (3d ed. 1933). This
1933 definition is a quote from a 1923 opinion of the Illinois Supreme Court,
wherein it addressed disfigurement under the
¶25 Accordingly, we conclude that the plain meaning of disfigurement
encompasses an impairment that significantly affects the appearance of a
person. Though
¶26 However, the statute does not compensate employees for all disfigurements. Rather, there are additional statutory requirements that must be satisfied in order to constitute a statutory disfigurement. All the requirements of Wis. Stat. § 102.56(1) must be met. We shall address these additional statutory requirements below.
3. Statutory history
¶27 "A review of statutory history is part of a plain meaning
analysis" because it is part of the context in which we interpret
statutory terms. Richards v. Badger Mut. Ins. Co., 2008
WI 52, ¶22, 309
¶28 The first statutory provision to compensate injured workers for a
disfigurement injury under
If an employe is seriously permanently disfigured about the face or head, the commission may allow such sum for compensation on account thereof, as it may be deem just, not exceeding seven hundred fifty dollars.
As is apparent from the statutory language, only disfigurements occurring "about the face or head" were compensable. Under this version, Graham's limp that resulted from a leg injury would not satisfy that statutory requirement, and no compensation would be available.
¶29 Subsequent revisions to the statute in 1919 and 1923 expanded the
language to include those disfigurements occurring "about the face, head, neck,
hand or arm" (emphasis added), and no longer required that the
claimant be "seriously" disfigured, but they also required that
disfigurements "occasion loss of wage." See
¶30 Following the statute's original enactment in 1915, and subsequent revisions in 1919 and 1923, the next major change[9] to the statute occurred in 1971, when the language was amended to read as follows:
If an employe is so permanently disfigured as to occasion potential loss of wage, the department may allow such sum for compensation on account thereof, as it deems just, not exceeding his average annual earnings as defined in s. 102.11.
¶31 The 1971 version of the disfigurement statute is not the current version of the disfigurement statute, however, and the subsequent revision in 1978 introduced several additional requirements, narrowing the scope of statutory coverage. The current version of Wis. Stat. § 102.56(1), essentially unchanged from the 1978 version,[10] provides in relevant part:
If an employee is so permanently disfigured as to occasion potential wage loss, the department may allow such sum as it deems just as compensation therefor . . . . Consideration for disfigurement allowance is confined to those areas of the body that are exposed in the normal course of employment. The department shall also take into account the appearance of the disfigurement, its location, and the likelihood of its exposure in occupations for which the employee is suited.
¶32 The statutory history of Wis. Stat. § 102.56(1) demonstrates that a statutory disfigurement award is based on the permanent appearance of the employee that he or she presents to others, which appearance may cause others to believe that the worker is less capable. It is not based on an actual permanent loss of functionality of the employee's body, which is compensated under other statutory provisions such as Wis. Stat. §§ 102.52 to 102.555 and Wis. Stat. § 102.565.
4. Requirements
of
¶33 Wisconsin Stat. § 102.56(1)
contains a number of requirements that must be satisfied before a claimant may
be compensated for a statutory disfigurement.
However, contrary to the interpretation
¶34 A
purpose of the worker's compensation statute is to "provide prompt justice
for injured workers and to prevent, as far as possible, the delays that might
arise from protracted litigation." Bosco v. LIRC, 2004 WI 77, ¶48, 272
Where an injured workman would, in the absence of the act, have a right of action at common law for damages, his possible damages are no doubt reduced by the application of the act. On the other hand, in a very much larger number of cases, workmen are given compensation where at common law they would be entitled to none. The legislature must have weighed the benefits and detriments of this situation and made the provisions of the law broad and inclusive as it is in order to do the greatest good to the greatest number, and enjoined upon the courts a liberal construction of the act to secure the ends for which it was adopted.
Johnson, 203
¶35 However, although we are to broadly construe worker's compensation
statutes, we must also interpret the statute's language "where possible to
give reasonable effect to every word, in order to avoid surplusage." Kalal, 271
¶36 First, the statute requires that the employee have a permanent
disfigurement. Second, such
disfigurement must "occasion potential wage loss . . .
tak[ing] into account the age, education, training and previous experience and
earnings of the employee, the employee's present occupation and earnings and
likelihood of future suitable occupational change."
¶37 Based on a consideration of these four requirements, compensation will not be available for every disfigurement. However, if these requirements are satisfied, the statute's plain language requires compensation.
C. Application of
¶38 Cognizant of the requirements Wis. Stat. § 102.56(1) has put in place, we apply those requirements to Graham. First, we have already concluded that Graham's condition is a disfigurement under that term's plain meaning. Supra, ¶25. In addition, its permanency has been undisputed.
¶39 Second, in determining whether Graham's disfigurement will occasion potential wage loss, we note that it was undisputed that several potential employers refused to hire Graham because of her disfigurement. Furthermore, LIRC found that "the look of [Graham's] legs and her altered gait will negatively affect her potential employability and the wage she will earn." LIRC considered the "applicant's age, education, training, previous work experience, previous earning, [and] likelihood of future suitable occupational change" in making its findings. Based on LIRC's factual findings, we conclude that Graham's injury is sufficient to "occasion potential wage loss."
¶40 Third, we must determine whether Graham's disfigurement occurs on an area of the body exposed during the normal course of employment. Again, looking to the findings, we note that Graham's "walk was a mixture of a limp and a foot drag, her legs looked imperfect and asymmetrical, and watching her walking with such difficulty was painful." The fact that Graham's legs look "imperfect and asymmetrical" demonstrates that her disfigurement occurs on an area of the body, her legs, that is exposed during the normal course of employment. We note, however, that not every limp will satisfy this requirement, as a limp is merely a motion. Here the limp was combined with a foot drag and "imperfect and asymmetrical" looking legs. This disfigurement was also "exposed in the normal course of employment," and viewing her leg-dragging walk caused discomfort for the ALJ as he watched Graham walk. It is reasonable to conclude that a prospective employer may experience the same discomfort, thereby negatively affecting Graham's opportunities for employment. The third requirement is satisfied.
¶41 Finally, "the appearance of the disfigurement, its location,
and the likelihood of its exposure in occupations for which the employee is
suited" must be taken into account in order to determine whether to award
compensation.
¶42 In sum, we conclude that Graham has: (1) a permanent disfigurement (2) that will occasion potential wage loss, (3) which occurs on an area of the body that is exposed during the normal course of employment and (4) that is apparent to current or potential future employers in occupations for which she is suited. Therefore, she has sustained a statutory disfigurement that satisfies all of the requirements of Wis. Stat. § 102.56(1). Accordingly, we affirm the award of $15,000 under the provisions of § 102.56(1).[12]
III. CONCLUSION
¶43 The dispositive issue in this case is whether the result of Graham's workplace injury is compensable under Wis. Stat. § 102.56(1). We conclude that LIRC's interpretation of § 102.56(1) is entitled to no deference due to its inconsistent past interpretations that provide no real guidance, but we nevertheless affirm LIRC's order directing that Graham is eligible to receive an award under § 102.56(1) based on the statute's plain meaning as applied to the result of Graham's workplace injury. Accordingly, we affirm the decision of the court of appeals.
By the Court.—The decision of the court of
appeals is affirmed.
¶44 SHIRLEY S. ABRAHAMSON, C.J. (concurring). I agree with the majority opinion that Graham's workplace injury is compensable under Wis. Stat. § 102.56(1).
I
¶45 The majority opinion, at ¶36, explains how the worker's compensation remedy provided by Wis. Stat. § 102.56(1) applies to a limp. The limp must be a permanent disfigurement. It must occasion potential wage loss taking into account the age, education, training and previous experience and earnings of the employee; the employee's present occupation and earnings; and the likelihood of future suitable occupational change. Furthermore, the limp must occur on an area of the body that is exposed during the normal course of employment. Finally, the Department of Workforce Development must take into account the appearance of the disfigurement, its location, and the likelihood of its exposure in occupations for which the employee is suited when determining the award of compensation.
¶46 Relating to the requirement that a limp occur on an area of the
body that is exposed during the normal course of employment, the majority opinion draws a puzzling distinction
between a limp that "occurs on an area of the body" (namely the leg)
and a second kind of limp that is "merely a motion." Majority op., ¶40. The majority
opinion does not explain this distinction or how to determine whether a limp
falls into one or the other category.
Because I do not understand the distinction, I would not adopt it.
II
¶47 Purporting to adopt a plain meaning approach to statutory
interpretation, the majority opinion states that "'[a] review of statutory
history is part of a plain meaning analysis.'"[13] I do not agree that statutory history is part
of a plain meaning analysis.[14]
¶48 A statute's meaning is "plain" when the meaning is so readily apparent from the statute's text that inquiry beyond the text is unnecessary.[15] In seeking a plain meaning, the court seeks a meaning that anyone——a lawyer, a party, an administrator, or any reader——could discern simply by examining the text of the statute, perhaps with the aid of a dictionary, a book generally available to all.
¶49 The majority opinion cites two authorities in support of its
position that a plain meaning analysis may encompass the review of statutory
history: Richards v. Badger Mut. Ins. Co., 2008 WI 52, ¶22, 309 Wis. 2d 541, 749 N.W.2d 581; and State ex rel. Kalal v. Circuit Court
for Dane County,
2004 WI 58, ¶52 n.9, 271 Wis. 2d 633, 681 N.W.2d 110. Neither of the cited authorities supports the
proposition that the majority opinion sets forth.
¶50 Richards,
authored by the author of the majority opinion in the present case, cites ¶69
of my concurring opinion in Kalal (without noting that the cited
paragraph appears in my concurrence and not in Justice Sykes' majority opinion)
as support for the position that a review of statutory history is part of the
plain meaning analysis. Richards,
309
¶51 The
majority opinion's second reference is to footnote 9 of the Kalal
majority opinion, 271
¶52 For the reasons set forth, I write separately.
¶53 I am authorized to state that Justice ANN WALSH BRADLEY joins this opinion.
[1]
[2] The Honorable Maryann
Sumi of
[3] All further references to the Wisconsin Statutes are to the 2005-06 version, unless otherwise noted.
[4] Graham argued that, as in Jorgensen, her foot-dragging limp was a physical manifestation in addition to the limping motion.
[5] One commissioner dissented, and would have reversed the ALJ's order based on LIRC's decision in Spence v. POJA Heating & Sheet Metal Co., Claim No. 88-018562 (LIRC Jan. 20, 1994).
[6] One missing criterion was that the agency interpretation be "one of long standing," which the circuit court acknowledged was not present here.
[7] See also Racine Harley-Davidson, Inc. v. Div. of Hearings & Appeals, 2006 WI 86, ¶20, 292 Wis. 2d 549, 717 N.W.2d 184 ("Under both due weight deference and no deference, the reviewing court may adopt, without regard for the agency's interpretation, what it views as the most reasonable interpretation of the statute.").
[8]
[9] Minor revisions in 1931, 1959, and 1969 made cosmetic changes (including renumbering) to the statute, but did not affect its central wording. See Wis. Stat. § 102.56 (1931) (renumbering); § 102.56 (1959) (requiring a showing of "potential" wage loss); § 102.56 (1969) (relabeling "commission" as "department").
[10] There were two amendments to the statute between 1978 and the present that are insignificant for our purposes. In 1987, Wis. Stat. § 102.56 was renumbered as § 102.56(1), and § 102.56(2) was added. § 102.56 (1987-88). In 1999, the word "employe" was changed to "employee." § 102.56(1) (1999-2000).
[11] For claims against third
parties see
[12] No party has argued that an award of $15,000 is not reasonable if Graham's permanent disfigurement satisfies the requirements of Wis. Stat. § 102.56(1). Therefore, we have not addressed the amount of the award.
[13] Majority op., ¶27.
[14] A review of repealed statutory
provisions is useful because "[b]y analyzing the changes the legislature
has made over time, a court may infer [legislative] intent" that is not
expressed in the statute's plain text. State
ex rel. Kalal v. Circuit Court for Dane County, 2004 WI 58, ¶69, 271
Wis. 2d 633, 681 N.W.2d 110 (Abrahamson, C.J., concurring)
(footnote omitted).
See, e.g., Hughes v. Chrysler
Motors Corp., 197
[15] In State v. Peters,
2003 WI 88, ¶14, 263
[16] Kalal, 271
[17] In his article, Professor Sunstein characterizes the "plain meaning approach" to statutory interpretation as requiring courts to "rely on the words [in a statute] or on their ordinary meaning . . . ." Cass R. Sunstein, Interpreting Statutes in the Regulatory State, 103 Harv. L. Rev. 405, 418-19 (1989). See also id. at 410, 416 ("[S]ome courts and observers see the text or 'plain meaning' of statutory language as the exclusive or principal guide to meaning. . . . Some textualists emphasize the 'plain meaning' or dictionary definition of statutory terms; others are more sensitive to the particular settings. . . ."). Professor Sunstein does not suggest that the plain meaning approach to statutory interpretation may incorporate a review of statutory history.